AI Holders Summary · Q1 2026

262 institutions reported FSSL in Q1 2026. Thomas J. Herzfeld Advisors, Inc. leads at 11.6% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

Thomas J. Herzfeld Advisors, Inc.

CIK 0001509510

$35M2.8M11.95%Q1 2026 02

OAK HILL ADVISORS LP

CIK 0001164688

$35M2.8M3.94%Q1 2026 03

NOMURA HOLDINGS INC

CIK 0001163653

$33M2.7M0.09%Q1 2026 04

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317

$30M2.4M0.61%Q1 2026 05

RIVERNORTH CAPITAL MANAGEMENT, LLC

CIK 0001447578

$29M2.3M1.45%Q1 2026 06

ENVESTNET ASSET MANAGEMENT INC

CIK 0001407543

$20M1.6M0.01%Q1 2026 07

GCM Grosvenor Holdings, LLC

CIK 0001939480

$18M1.4M2.01%Q1 2026 08

Penserra Capital Management LLC

CIK 0001593324

$16M1.3M0.19%Q1 2026 09

COMMONWEALTH EQUITY SERVICES, LLC

CIK 0000312272

$13M1.1M0.02%Q1 2026 10

MORGAN STANLEY

CIK 0000895421

$12M940K0.00%Q1 2026 11

Pathstone Holdings, LLC

CIK 0002011612

$10M816K0.04%Q1 2026 12

Cambridge Investment Research Advisors, Inc.

CIK 0001419186

$8M629K0.02%Q1 2026 13

LPL Financial LLC

CIK 0001403438

$8M621K0.00%Q1 2026 14

Cetera Investment Advisers

CIK 0001666741

$7M561K0.01%Q1 2026 15

TORONTO DOMINION BANK

CIK 0000947263

$7M550K0.01%Q1 2026 16

Matisse Capital

CIK 0001668256

$6M452K2.41%Q1 2026 17

STIFEL FINANCIAL CORP

CIK 0000720672

$5M396K0.00%Q1 2026 18

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$4M313K0.00%Q1 2026 19

BlackRock, Inc.

CIK 0002012383

$4M297K0.00%Q1 2026 20

Almitas Capital LLC

CIK 0001596468

$3M269K0.76%Q1 2026

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