13F Insight
DOSSIER · 13F Holders · Q1 2026Most-boughtAI cap-ex
GOF

GUGGENHEIM STRATEGIC OPPORTUNI

216 institutions still hold GUGGENHEIM STRATEGIC OPPORTUNI as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 40167f101·216 13F holders·last filed Mar 31, 2026
Market cap
—
▲ 1.7%
vs prior quarter
13F value held
$360M
46.0% inst. owned
of float
Holders
216
+25 QoQ
filers reporting
Activity
+91 / −7
+956 added · −826 reduced
this quarter
Concentration
24.88%
MORGAN STANLEY #1
top holder share
AI Holders Summary · Q1 2026

216 institutions reported GOF in Q1 2026. MORGAN STANLEY leads at 24.9% of the visible book. +25 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
MORGAN STANLEY
CIK 0000895421
$90M8.1M0.01%Q1 202602
LPL Financial LLC
CIK 0001403438
$28M2.5M0.01%Q1 202603
VERUS CAPITAL PARTNERS, LLC
CIK 0001796874
$27M2.5M1.87%Q1 202604
Estate Planners Group, LLC
CIK 0002118977
$26M2.4M12.55%Q1 202605
UBS Group AG
CIK 0001610520
$21M1.9M0.00%Q1 202606
RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 0001447578
$21M1.9M1.04%Q1 202607
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$16M1.5M0.00%Q1 202608
Invesco Ltd.
CIK 0000914208
$16M1.5M0.00%Q1 202609
Cetera Investment Advisers
CIK 0001666741
$14M1.3M0.01%Q1 202610
Logan Stone Capital, LLC
CIK 0001535521
$13M990K3.15%Q4 202511
ROYAL BANK OF CANADA
CIK 0001000275
$13M1.1M0.00%Q1 202612
OSAIC HOLDINGS, INC.
CIK 0001677044
$12M1.1M0.02%Q1 202613
Thomas J. Herzfeld Advisors, Inc.
CIK 0001509510
$11M1.0M3.81%Q1 202614
CreativeOne Wealth, LLC
CIK 0001739728
$10M947K0.24%Q1 202615
MML INVESTORS SERVICES, LLC
CIK 0000701059
$9M842K0.03%Q1 202616
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$9M779K0.00%Q1 202617
Secure Asset Management, LLC
CIK 0001800692
$7M623K1.09%Q1 202618
BANK OF AMERICA CORP /DE/
CIK 0000070858
$7M603K0.00%Q1 202619
TRUIST FINANCIAL CORP
CIK 0000092230
$6M564K0.01%Q1 202620
PETRA FINANCIAL ADVISORS INC
CIK 0001971427
$5M469K3.20%Q1 2026
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