DOSSIER · 13F Holders · Q2 2026
GUG

GUGGENHEIM ACTIVE ALLOC FD

49 institutions still hold GUGGENHEIM ACTIVE ALLOC FD as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 40170T106·49 13F holders·last filed Jun 30, 2026
Market cap
13F value held
$175M
visible holders
Holders
49
filers reporting
Concentration
26.24%
MORGAN STANLEY #1
top holder share
AI Holders Summary · Q2 2026

49 institutions reported GUG in Q2 2026. MORGAN STANLEY leads at 26.2% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
MORGAN STANLEY
CIK 0000895421
$46M2.9M0.00%Q2 2026
02
BANK OF AMERICA CORP /DE/
CIK 0000070858
$15M960K0.00%Q2 2026
03
GUGGENHEIM CAPITAL LLC
CIK 0001283072
$15M950K0.10%Q2 2026
04
Atlas Wealth LLC
CIK 0001964106
$14M848K1.93%Q2 2026
05
COHEN & STEERS, INC.
CIK 0001284812
$13M848K0.02%Q1 2026
06
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$12M781K0.00%Q2 2026
07
Advisors Asset Management, Inc.
CIK 0001297376
$12M804K0.20%Q1 2026
08
Baird Financial Group, Inc.
CIK 0001648711
$11M677K0.01%Q2 2026
09
WELLS FARGO & COMPANY/MN
CIK 0000072971
$11M666K0.00%Q2 2026
10
ROYAL BANK OF CANADA
CIK 0001000275
$8M498K0.00%Q2 2026
11
Pathstone Holdings, LLC
CIK 0002011612
$6M371K0.02%Q2 2026
12
Steward Partners Investment Advisory, LLC
CIK 0001723397
$3M175K0.01%Q2 2026
13
Sanctuary Advisors, LLC
CIK 0001777271
$2M110K0.01%Q2 2026
14
Kestra Advisory Services, LLC
CIK 0001830819
$2M101K0.01%Q2 2026
15
Invesco Ltd.
CIK 0000914208
$1M84K0.00%Q2 2026
16
Closed-End Fund Advisors, Inc.
CIK 0002103520
$1M81K1.26%Q2 2026
17
STIFEL FINANCIAL CORP
CIK 0000720672
$784K49K0.00%Q2 2026
18
Golden State Equity Partners
CIK 0001845003
$739K49K0.06%Q1 2026
19
OPPENHEIMER & CO INC
CIK 0000822581
$700K44K0.01%Q2 2026
20
Concurrent Investment Advisors, LLC
CIK 0002001015
$651K41K0.01%Q2 2026
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Insiders at GUGGENHEIM ACTIVE ALLOC FD
Barnes Randall CNyberg RonaldToupin Ronald E JrBrock-Kyle Angela