DOSSIER · 13F Holders · Q1 2026
HPF

HANCOCK JOHN PFD INCOME FD I

47 institutions still hold HANCOCK JOHN PFD INCOME FD I as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 41013X106·47 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$39M
visible holders
Holders
47
filers reporting
Concentration
14.94%
GUGGENHEIM CAPITAL LLC #1
top holder share
AI Holders Summary · Q1 2026

47 institutions reported HPF in Q1 2026. GUGGENHEIM CAPITAL LLC leads at 14.9% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
GUGGENHEIM CAPITAL LLC
CIK 0001283072
$6M369K0.04%Q1 2026
02
UBS Group AG
CIK 0001610520
$6M354K0.00%Q1 2026
03
Janney Montgomery Scott LLC
CIK 0001329948
$5M290K0.01%Q1 2026
04
Axim Planning & Wealth
CIK 0001950607
$4M272K5.16%Q1 2026
05
MORGAN STANLEY
CIK 0000895421
$3M176K0.00%Q1 2026
06
COHEN & STEERS, INC.
CIK 0001284812
$3M172K0.00%Q1 2026
07
Invesco Ltd.
CIK 0000914208
$2M148K0.00%Q1 2026
08
J.W. COLE ADVISORS, INC.
CIK 0001404763
$2M124K0.03%Q2 2026
09
LPL Financial LLC
CIK 0001403438
$1M96K0.00%Q1 2026
10
WELLS FARGO & COMPANY/MN
CIK 0000072971
$1M82K0.00%Q1 2026
11
Kestra Advisory Services, LLC
CIK 0001830819
$1M69K0.00%Q1 2026
12
Everstar Asset Management, LLC
CIK 0002023744
$870K56K0.46%Q1 2026
13
BANK OF AMERICA CORP /DE/
CIK 0000070858
$733K47K0.00%Q1 2026
14
OSAIC HOLDINGS, INC.
CIK 0001677044
$732K47K0.00%Q1 2026
15
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$508K33K0.00%Q1 2026
16
ROYAL BANK OF CANADA
CIK 0001000275
$466K30K0.00%Q1 2026
17
Cetera Investment Advisers
CIK 0001666741
$458K29K0.00%Q1 2026
18
Koshinski Asset Management, Inc.
CIK 0001633389
$411K26K0.03%Q1 2026
19
WEDBUSH SECURITIES INC
CIK 0001142495
$387K25K0.01%Q1 2026
20
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$365K23K0.00%Q1 2026
Page 1 of 3
27 more holders available. Log in →
Insiders at HANCOCK JOHN PFD INCOME FD I
Hurtsellers ChristineWright Thomas RoweBacic William KEllison Noni LGarfield DeanPruchansky Steven RRathke Frances GMcclellan Hassell H