DOSSIER · 13F Holders · Q1 2026
HPI

HANCOCK JOHN PFD INCOME FD

70 institutions still hold HANCOCK JOHN PFD INCOME FD as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 41013W108·70 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$55M
visible holders
Holders
70
filers reporting
Concentration
18.46%
UBS Group AG #1
top holder share
AI Holders Summary · Q1 2026

70 institutions reported HPI in Q1 2026. UBS Group AG leads at 18.5% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
UBS Group AG
CIK 0001610520
$10M650K0.00%Q1 2026
02
MORGAN STANLEY
CIK 0000895421
$8M530K0.00%Q1 2026
03
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$4M272K0.01%Q1 2026
04
ROYAL BANK OF CANADA
CIK 0001000275
$4M254K0.00%Q1 2026
05
GUGGENHEIM CAPITAL LLC
CIK 0001283072
$3M206K0.03%Q1 2026
06
TSP Capital Management Group, LLC
CIK 0001317208
$3M202K0.77%Q1 2026
07
LPL Financial LLC
CIK 0001403438
$3M196K0.00%Q1 2026
08
Invesco Ltd.
CIK 0000914208
$3M182K0.00%Q1 2026
09
COHEN & STEERS, INC.
CIK 0001284812
$3M177K0.00%Q1 2026
10
J.W. COLE ADVISORS, INC.
CIK 0001404763
$2M152K0.04%Q2 2026
11
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$2M120K0.00%Q1 2026
12
Advisory Resource Group
CIK 0001764968
$2M100K0.24%Q2 2026
13
Fiera Capital Corp
CIK 0001505817
$2M99K0.01%Q1 2026
14
Kestra Advisory Services, LLC
CIK 0001830819
$1M88K0.01%Q1 2026
15
BANK OF AMERICA CORP /DE/
CIK 0000070858
$1M78K0.00%Q1 2026
16
OSAIC HOLDINGS, INC.
CIK 0001677044
$790K50K0.00%Q1 2026
17
Cetera Investment Advisers
CIK 0001666741
$722K46K0.00%Q1 2026
18
Mariner, LLC
CIK 0001373442
$623K40K0.00%Q1 2026
19
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$586K37K0.00%Q1 2026
20
SAM Advisors, LLC
CIK 0001600944
$503K32K0.16%Q1 2026
Page 1 of 4
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Insiders at HANCOCK JOHN PFD INCOME FD
Hurtsellers ChristineWright Thomas RoweBacic William KEllison Noni LGarfield DeanPruchansky Steven RRathke Frances GBoyle James