DOSSIER · 13F Holders · Q1 2026
HPS

HANCOCK JOHN PFD INCOME FD I

71 institutions still hold HANCOCK JOHN PFD INCOME FD I as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 41021P103·71 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$55M
visible holders
Holders
71
filers reporting
Concentration
31.87%
UBS Group AG #1
top holder share
AI Holders Summary · Q1 2026

71 institutions reported HPS in Q1 2026. UBS Group AG leads at 31.9% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
UBS Group AG
CIK 0001610520
$18M1.2M0.00%Q1 2026
02
MORGAN STANLEY
CIK 0000895421
$11M776K0.00%Q1 2026
03
LPL Financial LLC
CIK 0001403438
$4M316K0.00%Q1 2026
04
Invesco Ltd.
CIK 0000914208
$3M215K0.00%Q1 2026
05
AMERIPRISE FINANCIAL INC
CIK 0000820027
$2M168K0.00%Q1 2026
06
Cetera Investment Advisers
CIK 0001666741
$2M167K0.00%Q1 2026
07
ROYAL BANK OF CANADA
CIK 0001000275
$2M165K0.00%Q1 2026
08
BANK OF AMERICA CORP /DE/
CIK 0000070858
$2M147K0.00%Q1 2026
09
GUGGENHEIM CAPITAL LLC
CIK 0001283072
$2M113K0.01%Q1 2026
10
Fiera Capital Corp
CIK 0001505817
$2M111K0.01%Q1 2026
11
COHEN & STEERS, INC.
CIK 0001284812
$872K61K0.00%Q1 2026
12
J.W. COLE ADVISORS, INC.
CIK 0001404763
$847K58K0.01%Q2 2026
13
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$742K52K0.00%Q1 2026
14
OSAIC HOLDINGS, INC.
CIK 0001677044
$677K48K0.00%Q1 2026
15
Sowell Financial Services LLC
CIK 0001633697
$675K46K0.02%Q2 2026
16
Pine Valley Investments Ltd Liability Co
CIK 0001975417
$654K45K0.03%Q2 2026
17
WELLS FARGO & COMPANY/MN
CIK 0000072971
$576K40K0.00%Q1 2026
18
Live Oak Private Wealth LLC
CIK 0001799877
$562K39K0.07%Q2 2026
19
Western Wealth Management, LLC
CIK 0001767902
$459K32K0.02%Q1 2026
20
READYSTATE ASSET MANAGEMENT LP
CIK 0001900923
$419K29K0.02%Q4 2025
Page 1 of 4
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Insiders at HANCOCK JOHN PFD INCOME FD I
Hurtsellers ChristineWright Thomas RoweBacic William KEllison Noni LGarfield DeanPruchansky Steven RRathke Frances GBoyle James