13F Insight
DOSSIER · 13F Holders · Q3 2026
HTEC

EXCHANGE TRADED CONCEPTS TRU

29 institutions still hold EXCHANGE TRADED CONCEPTS TRU as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 301505723·29 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$30M
visible holders
Holders
29
filers reporting
Concentration
41.81%
UBS Group AG #1
top holder share
AI Holders Summary · Q3 2026

29 institutions reported HTEC in Q3 2026. UBS Group AG leads at 41.8% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
UBS Group AG
CIK 0001610520
$12M279K0.00%Q3 202602
MORGAN STANLEY
CIK 0000895421
$4M106K0.00%Q2 202603
ROYAL BANK OF CANADA
CIK 0001000275
$2M65K0.00%Q2 202604
Tidal Investments LLC
CIK 0001600064
$2M46K0.00%Q2 202605
CITIGROUP INC
CIK 0000831001
$968K22K0.00%Q3 202606
CITADEL ADVISORS LLC
CIK 0001423053
$864K23K0.00%Q2 202607
LPL Financial LLC
CIK 0001403438
$852K19K0.00%Q3 202608
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$757K23K0.00%Q1 202609
Clay Northam Wealth Management, LLC
CIK 0001915687
$754K17K0.35%Q3 202610
Arax Advisory Partners
CIK 0001586767
$730K20K0.00%Q2 202611
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$668K18K0.00%Q2 202612
Migdal Insurance & Financial Holdings Ltd.
CIK 0001415912
$598K13K0.00%Q3 202613
Stelac Advisory Services LLC
CIK 0001519676
$568K13K0.09%Q3 202614
Vontobel Holding Ltd.
CIK 0001588340
$536K12K0.00%Q3 202615
FLOW TRADERS U.S. LLC
CIK 0001466697· Market maker
$422K13K0.01%Q1 202616
Capital Square, LLC
CIK 0001798736
$401K9K0.18%Q3 202617
Beacon Pointe Advisors, LLC
CIK 0001744317
$340K9K0.00%Q2 202618
Corient Private Wealth LLC
CIK 0001948780
$256K7K0.00%Q2 202619
Regal Investment Advisors LLC
CIK 0001559789
$251K7K0.01%Q2 202620
CWM, LLC
CIK 0001535847
$195K6K0.00%Q1 2026
Page 1 of 2
9 more holders available. Log in →
Insiders at EXCHANGE TRADED CONCEPTS TRU
Saul Ronald J →Banakus Richard →Murphy Donna Murphy →Gray Karen A →