DOSSIER · 13F Holders · Q1 2026Inflation hedgeYield
JCE

NUVEEN CORE EQUITY ALPHA FD

53 institutions still hold NUVEEN CORE EQUITY ALPHA FD as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 67090X107·53 13F holders·last filed Mar 31, 2026
Market cap
8.0%
vs prior quarter
13F value held
$63M
52.0% inst. owned
of float
Holders
53
+5 QoQ
filers reporting
Activity
+20 / −28
+977 added · −898 reduced
this quarter
Concentration
14.68%
Shaker Financial Services, LLC #1
top holder share
AI Holders Summary · Q1 2026

53 institutions reported JCE in Q1 2026. Shaker Financial Services, LLC leads at 14.7% of the visible book. +5 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Shaker Financial Services, LLC
CIK 0001511794
$9M616K3.25%Q1 2026
02
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$8M573K0.00%Q1 2026
03
Baird Financial Group, Inc.
CIK 0001648711
$7M482K0.01%Q1 2026
04
MORGAN STANLEY
CIK 0000895421
$6M374K0.00%Q1 2026
05
GUGGENHEIM CAPITAL LLC
CIK 0001283072
$5M318K0.04%Q1 2026
06
1607 Capital Partners, LLC
CIK 0001436866
$4M288K0.31%Q1 2026
07
Invesco Ltd.
CIK 0000914208
$4M262K0.00%Q1 2026
08
RETIREMENT PLANNING GROUP, LLC / NY
CIK 0002057004
$4M255K2.49%Q1 2026
09
Karpus Management, Inc.
CIK 0001048703
$3M184K0.08%Q1 2026
10
OSAIC HOLDINGS, INC.
CIK 0001677044
$3M179K0.00%Q1 2026
11
Capital Investment Advisors, LLC
CIK 0001582732
$2M117K0.03%Q1 2026
12
WELLS FARGO & COMPANY/MN
CIK 0000072971
$2M109K0.00%Q1 2026
13
WOLVERINE ASSET MANAGEMENT LLC
CIK 0001279891
$2M103K0.01%Q1 2026
14
Steward Partners Investment Advisory, LLC
CIK 0001723397
$1M91K0.01%Q1 2026
15
LPL Financial LLC
CIK 0001403438
$1M90K0.00%Q1 2026
16
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
CIK 0001818604
$779,85852K0.05%Q1 2026
17
Spire Wealth Management
CIK 0001858740
$762,26452K0.03%Q1 2026
18
AMERIPRISE FINANCIAL INC
CIK 0000820027
$672,58846K0.00%Q1 2026
19
UBS Group AG
CIK 0001610520
$607,65041K0.00%Q1 2026
20
Z3 Capital Partners, LLC
CIK 0002127787
$599,96841K0.15%Q1 2026
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