13F Insight
DOSSIER · 13F Holders · Q1 2026Cheap mega-capRe-rated
JOF

JAPAN SMALLER CAPITALIZATION

57 institutions still hold JAPAN SMALLER CAPITALIZATION as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 47109U104·57 13F holders·last filed Mar 31, 2026
Market cap
—
▲ 1.8%
vs prior quarter
13F value held
$228M
52.0% inst. owned
of float
Holders
57
-38 QoQ
filers reporting
Activity
+10 / −108
+814 added · −780 reduced
this quarter
Concentration
24.27%
Allspring Global Investments Holdings, LLC #1
top holder share
AI Holders Summary · Q1 2026

57 institutions reported JOF in Q1 2026. Allspring Global Investments Holdings, LLC leads at 24.3% of the visible book. -38 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Allspring Global Investments Holdings, LLC
CIK 0001890906
$55M5.1M0.09%Q1 202602
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CIK 0001034546
$41M3.7M2.94%Q1 202603
1607 Capital Partners, LLC
CIK 0001436866
$39M3.6M2.82%Q1 202604
LAZARD ASSET MANAGEMENT LLC
CIK 0001207017
$38M3.5M0.06%Q1 202605
Saba Capital Management, L.P.
CIK 0001510281
$17M1.6M0.48%Q1 202606
MORGAN STANLEY
CIK 0000895421
$6M536K0.00%Q1 202607
BANK OF AMERICA CORP /DE/
CIK 0000070858
$5M443K0.00%Q1 202608
Karpus Management, Inc.
CIK 0001048703
$5M436K0.15%Q1 202609
Almitas Capital LLC
CIK 0001596468
$4M403K0.99%Q1 202610
Verition Fund Management LLC
CIK 0001454027
$3M255K0.02%Q1 202611
Pekin Hardy Strauss, Inc.
CIK 0001020317
$3M235K0.27%Q1 202612
Mraz, Amerine & Associates, Inc.
CIK 0001542324
$2M195K0.31%Q1 202613
Altium Capital Management LLC
CIK 0001746382
$2M150K3.90%Q1 202614
Focus Partners Wealth
CIK 0001542153
$1M122K0.00%Q4 202515
LPL Financial LLC
CIK 0001403438
$1M119K0.00%Q1 202616
Barry Investment Advisors, LLC
CIK 0001631639
$1M116K0.28%Q1 202617
RAFFLES ASSOCIATES LP
CIK 0001169581
$1M111K1.05%Q1 202618
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$1M106K0.00%Q1 202619
Bulldog Investors, LLP
CIK 0001504304
$1M104K0.26%Q1 202620
Hara Capital LLC
CIK 0002010015
$1M100K0.54%Q1 2026
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