13F Insight
DOSSIER · 13F Holders · Q1 2026Defensive growthQuality
NBSM

NEUBERGER BERMAN ETF TRUST

22 institutions still hold NEUBERGER BERMAN ETF TRUST as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 64135A804·22 13F holders·last filed Mar 31, 2026
Market cap
—
▲ 5.2%
vs prior quarter
13F value held
$169M
69.0% inst. owned
of float
Holders
22
+79 QoQ
filers reporting
Activity
+34 / −35
+733 added · −659 reduced
this quarter
Concentration
76.72%
Neuberger Berman Group LLC #1
top holder share
AI Holders Summary · Q1 2026

22 institutions reported NBSM in Q1 2026. Neuberger Berman Group LLC leads at 76.7% of the visible book. +79 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Neuberger Berman Group LLC
CIK 0001465109
$129M5.1M0.10%Q1 202602
LPL Financial LLC
CIK 0001403438
$8M320K0.00%Q1 202603
STAGE HARBOR FINANCIAL, LLC
CIK 0001934721
$6M237K3.97%Q1 202604
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$5M214K0.00%Q1 202605
BANK OF AMERICA CORP /DE/
CIK 0000070858
$5M182K0.00%Q1 202606
EXCHANGE TRADED CONCEPTS, LLC
CIK 0001457320
$3M132K0.02%Q1 202607
Broadway Wealth Solutions, Inc.
CIK 0002021265
$3M121K1.58%Q1 202608
JONES FINANCIAL COMPANIES LLLP
CIK 0000815917
$3M109K0.00%Q1 202609
MOTCO
CIK 0001306333
$2M66K0.15%Q1 202610
ROYAL BANK OF CANADA
CIK 0001000275
$1M51K0.00%Q1 202611
HighTower Advisors, LLC
CIK 0001462245
$1M45K0.00%Q1 202612
CITADEL ADVISORS LLC
CIK 0001423053
$387,71215K0.00%Q4 202513
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$326,68113K0.00%Q1 202614
Pathstone Holdings, LLC
CIK 0002011612
$291,56412K0.00%Q1 202615
OSAIC HOLDINGS, INC.
CIK 0001677044
$289,47211K0.00%Q1 202616
Chevy Chase Trust Holdings, LLC
CIK 0001462020
$278,45011K0.00%Q1 202617
BARNES PETTEY FINANCIAL ADVISORS, LLC
CIK 0001908288
$260,81110K0.11%Q1 202618
Christopher J. Hasenberg, Inc
CIK 0001989869
$126,3025K0.05%Q2 202519
BARRETT & COMPANY, INC.
CIK 0000887602
$83,8123K0.03%Q1 202620
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$2,885114K0.01%Q1 2026
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