AI Holders Summary · Q1 2026

91 institutions reported NMAI in Q1 2026. Pathstone Holdings, LLC leads at 18.8% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

Hide index funds / market makers / custodians(1 on this page)

#HolderValueShares% port.Quarter

Pathstone Holdings, LLC

CIK 0002011612

$13M1.1M0.05%Q1 2026 02

MORGAN STANLEY

CIK 0000895421

$12M988K0.00%Q1 2026 03

UBS Group AG

CIK 0001610520

$8M671K0.00%Q1 2026 04

Penserra Capital Management LLC

CIK 0001593324

$7M540K0.08%Q1 2026 05

LPL Financial LLC

CIK 0001403438

$5M424K0.00%Q1 2026 06

Heron Bay Capital Management

CIK 0001842149

$4M288K0.33%Q1 2026 07

ROYAL BANK OF CANADA

CIK 0001000275

$3M240K0.00%Q1 2026 08

Advisors Asset Management, Inc.

CIK 0001297376

$3M235K0.05%Q1 2026 09

STIFEL FINANCIAL CORP

CIK 0000720672

$3M217K0.00%Q1 2026 10

Cetera Investment Advisers

CIK 0001666741

$2M139K0.00%Q1 2026 11

D.A. DAVIDSON & CO.

CIK 0001080107

$2M131K0.01%Q1 2026 12

FIRST TRUST ADVISORS LP

CIK 0001125816· Index

$1M113K0.00%Q1 2026 13

Hennion & Walsh Asset Management, Inc.

CIK 0001861642

$1M96K0.04%Q2 2026 14

BANK OF AMERICA CORP /DE/

CIK 0000070858

$1M87K0.00%Q1 2026 15

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$1M84K0.00%Q1 2026 16

OSAIC HOLDINGS, INC.

CIK 0001677044

$990K80K0.00%Q1 2026 17

Closed-End Fund Advisors, Inc.

CIK 0002103520

$779K63K0.79%Q1 2026 18

READYSTATE ASSET MANAGEMENT LP

CIK 0001900923

$733K56K0.03%Q4 2025 19

MILLENNIUM MANAGEMENT LLC

CIK 0001273087

$729K59K0.00%Q1 2026 20

Rockefeller Capital Management L.P.

CIK 0001739439

$729K59K0.00%Q1 2026

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