DOSSIER · 13F Holders · Q1 2026
NOCT

Innovator Growth - 100 Buffer ETF - Oct

109 institutions still hold Innovator Growth - 100 Buffer ETF - Oct as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 45782C615·109 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$107M
visible holders
Holders
109
filers reporting
Concentration
15.53%
OSAIC HOLDINGS, INC. #1
top holder share
AI Holders Summary · Q1 2026

109 institutions reported NOCT in Q1 2026. OSAIC HOLDINGS, INC. leads at 15.5% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
OSAIC HOLDINGS, INC.
CIK 0001677044
$17M295K0.02%Q1 2026
02
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$15M263K0.02%Q1 2026
03
INVESTMENT MANAGEMENT CORP /VA/ /ADV
CIK 0000789307
$12M184K9.61%Q2 2026
04
Kestra Advisory Services, LLC
CIK 0001830819
$7M133K0.03%Q1 2026
05
Element Squared LLC
CIK 0002086643
$7M122K3.89%Q1 2026
06
Cetera Investment Advisers
CIK 0001666741
$6M113K0.01%Q1 2026
07
Janney Montgomery Scott LLC
CIK 0001329948
$6M108K0.01%Q1 2026
08
MAI Capital Management
CIK 0001040197
$5M90K0.03%Q1 2026
09
TRUIST FINANCIAL CORP
CIK 0000092230
$5M86K0.01%Q1 2026
10
LPL Financial LLC
CIK 0001403438
$5M84K0.00%Q1 2026
11
PRINCIPAL SECURITIES, INC.
CIK 0000012600
$4M75K0.06%Q1 2026
12
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$3M52K0.00%Q1 2026
13
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$2M41K0.01%Q1 2026
14
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$2M37K0.00%Q1 2026
15
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$2M35K0.00%Q1 2026
16
Certified Advisory Corp
CIK 0001731732
$2M31K0.16%Q2 2026
17
Focus Partners Wealth
CIK 0001542153
$2M33K0.00%Q4 2025
18
Jacobi Capital Management LLC
CIK 0001689646
$2M32K0.10%Q1 2026
19
CreativeOne Wealth, LLC
CIK 0001739728
$2M32K0.04%Q1 2026
20
RED CRANE WEALTH MANAGEMENT, LLC
CIK 0001686343
$2M31K1.45%Q1 2026
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