13F Insight
DOSSIER · 13F Holders · Q1 2026Mega-capCrowded
OUSM

ALPS ETF TR OSHARES U S SMALL

132 institutions still hold ALPS ETF TR OSHARES U S SMALL as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 00162q395·132 13F holders·last filed Mar 31, 2026
Market cap
—
▼ 4.6%
vs prior quarter
13F value held
$475M
58.0% inst. owned
of float
Holders
132
-112 QoQ
filers reporting
Activity
+63 / −31
+750 added · −788 reduced
this quarter
Concentration
15.12%
MORGAN STANLEY #1
top holder share
AI Holders Summary · Q1 2026

132 institutions reported OUSM in Q1 2026. MORGAN STANLEY leads at 15.1% of the visible book. -112 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
MORGAN STANLEY
CIK 0000895421
$72M1.6M0.00%Q1 202602
AMERIPRISE FINANCIAL INC
CIK 0000820027
$69M1.6M0.02%Q1 202603
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$63M1.4M0.02%Q1 202604
Cetera Investment Advisers
CIK 0001666741
$46M1.0M0.05%Q1 202605
AVANTAX ADVISORY SERVICES, INC.
CIK 0001303042
$39M903K0.21%Q2 202506
Sanctuary Advisors, LLC
CIK 0001777271
$39M881K0.21%Q1 202607
LPL Financial LLC
CIK 0001403438
$25M571K0.01%Q1 202608
UBS Group AG
CIK 0001610520
$23M527K0.00%Q1 202609
Stonehearth Capital Management, LLC
CIK 0001550191
$16M368K6.38%Q1 202610
BANK OF AMERICA CORP /DE/
CIK 0000070858
$15M346K0.00%Q1 202611
WELLS FARGO & COMPANY/MN
CIK 0000072971
$12M272K0.00%Q1 202612
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
CIK 0000319933
$10M239K1.34%Q2 202513
ROYAL BANK OF CANADA
CIK 0001000275
$10M227K0.00%Q1 202614
STIFEL FINANCIAL CORP
CIK 0000720672
$6M142K0.01%Q1 202615
Mason & Associates Inc
CIK 0001917686
$6M138K1.15%Q1 202616
Hamrick Investment Counsel, llc
CIK 0002126147
$5M119K2.88%Q1 202617
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
CIK 0001141802
$5M118K0.00%Q1 202618
KICKSTAND VENTURES, LLC.
CIK 0002000355
$5M116K1.06%Q1 202619
MML INVESTORS SERVICES, LLC
CIK 0000701059
$5M106K0.01%Q1 202620
CASTLE WEALTH MANAGEMENT LLC
CIK 0001936420
$5M105K1.49%Q1 2026
Page 1 of 7
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