13F Insight
DOSSIER · 13F Holders · Q2 2026
PBAU

PGIM ROCK ETF TR

20 institutions still hold PGIM ROCK ETF TR as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N817·20 13F holders·last filed Jun 30, 2026
Market cap
—
13F value held
$26M
visible holders
Holders
20
filers reporting
Concentration
57.50%
PRUDENTIAL FINANCIAL INC #1
top holder share
AI Holders Summary · Q2 2026

20 institutions reported PBAU in Q2 2026. PRUDENTIAL FINANCIAL INC leads at 57.5% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
PRUDENTIAL FINANCIAL INC
CIK 0001137774
$15M483K0.02%Q2 202602
JIM SAULNIER & ASSOCIATES, LLC
CIK 0002044420
$3M97K1.22%Q2 202603
Evergreen Wealth Solutions, LLC
CIK 0001904432
$2M48K0.08%Q2 202604
Spire Wealth Management
CIK 0001858740
$1M46K0.04%Q2 202605
Kestra Advisory Services, LLC
CIK 0001830819
$1M35K0.00%Q2 202606
AMERICAN ASSET MANAGEMENT INC.
CIK 0001569454
$871K28K0.71%Q2 202607
Pathstone Holdings, LLC
CIK 0002011612
$551K18K0.00%Q2 202608
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$470K15K0.00%Q2 202609
KESTRA PRIVATE WEALTH SERVICES, LLC
CIK 0001649451
$441K14K0.00%Q2 202610
OLD MISSION CAPITAL LLC
CIK 0001455915
$349K11K0.01%Q2 202611
Blue Water Asset Management
CIK 0002033384
$329K10K0.11%Q2 202612
WOLVERINE TRADING, LLC
CIK 0000927337
$271K9K0.00%Q3 202513
Steward Partners Investment Advisory, LLC
CIK 0001723397
$253K8K0.00%Q2 202614
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$175K6K0.00%Q2 202615
ROYAL BANK OF CANADA
CIK 0001000275
$136K4K0.00%Q2 202616
DHJJ Financial Advisors, Ltd.
CIK 0001844716
$102K3K0.03%Q2 202617
UBS Group AG
CIK 0001610520
$88K3K0.00%Q2 202618
PNC FINANCIAL SERVICES GROUP, INC.
CIK 0000713676
$32K1K0.00%Q4 202519
Sunrise Financial Services, LLC
CIK 0002110891
$16K5200.01%Q2 202620
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00—Q2 2025