13F Insight
DOSSIER · 13F Holders · Q1 2026Defensive growthQuality
PBJA

PGIM ROCK ETF TR

23 institutions still hold PGIM ROCK ETF TR as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N205·23 13F holders·last filed Mar 31, 2026
Market cap
—
▼ 3.8%
vs prior quarter
13F value held
$50M
70.0% inst. owned
of float
Holders
23
+90 QoQ
filers reporting
Activity
+66 / −91
+836 added · −792 reduced
this quarter
Concentration
18.65%
Compass Advisory Group LLC #1
top holder share
AI Holders Summary · Q1 2026

23 institutions reported PBJA in Q1 2026. Compass Advisory Group LLC leads at 18.7% of the visible book. +90 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Compass Advisory Group LLC
CIK 0001720292
$9M306K2.49%Q1 202602
PRUDENTIAL FINANCIAL INC
CIK 0001137774
$9M285K0.01%Q1 202603
Long Island Wealth Management, Inc.
CIK 0002011177
$5M163K2.30%Q1 202604
LeClair Wealth Partners LLC
CIK 0002056667
$5M160K1.68%Q1 202605
Blue Water Asset Management
CIK 0002033384
$5M160K1.68%Q1 202606
AMERICAN ASSET MANAGEMENT INC.
CIK 0001569454
$4M147K3.87%Q1 202607
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$3M111K0.00%Q1 202608
JIM SAULNIER & ASSOCIATES, LLC
CIK 0002044420
$3M90K1.33%Q1 202609
Spire Wealth Management
CIK 0001858740
$2M81K0.08%Q1 202610
CENTAURUS FINANCIAL, INC.
CIK 0000891943
$1M47K0.07%Q4 202511
Kestra Advisory Services, LLC
CIK 0001830819
$884,25229K0.00%Q1 202612
Cetera Investment Advisers
CIK 0001666741
$384,62013K0.00%Q1 202613
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$355,35012K0.00%Q1 202614
KESTRA PRIVATE WEALTH SERVICES, LLC
CIK 0001649451
$347,37811K0.00%Q1 202615
Evergreen Wealth Solutions, LLC
CIK 0001904432
$265,0759K0.02%Q1 202616
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$207,7217K0.00%Q1 202617
DHJJ Financial Advisors, Ltd.
CIK 0001844716
$164,4555K0.05%Q1 202618
Advisory Services Network, LLC
CIK 0001573876
$51,4212K0.00%Q1 202619
NBC SECURITIES, INC.
CIK 0000791540
$24,4938050.00%Q1 202620
ST GERMAIN D J CO INC
CIK 0000831571
$17,5265760.00%Q1 2026
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