DOSSIER · 13F Holders · Q1 2026
PBJA

PGIM ROCK ETF TR

25 institutions still hold PGIM ROCK ETF TR as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N205·25 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$51M
visible holders
Holders
25
filers reporting
Concentration
18.28%
Compass Advisory Group LLC #1
top holder share
AI Holders Summary · Q1 2026

25 institutions reported PBJA in Q1 2026. Compass Advisory Group LLC leads at 18.3% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Compass Advisory Group LLC
CIK 0001720292
$9M306K2.49%Q1 2026
02
PRUDENTIAL FINANCIAL INC
CIK 0001137774
$9M285K0.01%Q1 2026
03
Long Island Wealth Management, Inc.
CIK 0002011177
$5M163K2.30%Q1 2026
04
LeClair Wealth Partners LLC
CIK 0002056667
$5M160K1.68%Q1 2026
05
Blue Water Asset Management
CIK 0002033384
$5M160K1.68%Q1 2026
06
AMERICAN ASSET MANAGEMENT INC.
CIK 0001569454
$5M147K3.86%Q2 2026
07
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$3M111K0.00%Q1 2026
08
JIM SAULNIER & ASSOCIATES, LLC
CIK 0002044420
$3M90K1.33%Q1 2026
09
Spire Wealth Management
CIK 0001858740
$3M83K0.08%Q2 2026
10
CENTAURUS FINANCIAL, INC.
CIK 0000891943
$1M47K0.07%Q4 2025
11
Kestra Advisory Services, LLC
CIK 0001830819
$884K29K0.00%Q1 2026
12
Cetera Investment Advisers
CIK 0001666741
$385K13K0.00%Q1 2026
13
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$355K12K0.00%Q1 2026
14
KESTRA PRIVATE WEALTH SERVICES, LLC
CIK 0001649451
$347K11K0.00%Q1 2026
15
First Heartland Consultants, Inc.
CIK 0001428793
$338K10K0.02%Q2 2026
16
Evergreen Wealth Solutions, LLC
CIK 0001904432
$265K9K0.02%Q1 2026
17
INDEPENDENT FINANCIAL GROUP, LLC
CIK 0000275484
$208K6K0.00%Q2 2026
18
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$208K7K0.00%Q1 2026
19
DHJJ Financial Advisors, Ltd.
CIK 0001844716
$163K5K0.05%Q2 2026
20
NBC SECURITIES, INC.
CIK 0000791540
$78K2K0.01%Q2 2026
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