DOSSIER · 13F Holders · Q1 2026Cheap mega-capRe-rated
PBJN

PGIM ROCK ETF TR

20 institutions still hold PGIM ROCK ETF TR as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N858·20 13F holders·last filed Mar 31, 2026
Market cap
8.8%
vs prior quarter
13F value held
$20M
69.0% inst. owned
of float
Holders
20
+36 QoQ
filers reporting
Activity
+94 / −57
+1,002 added · −848 reduced
this quarter
Concentration
43.20%
PRUDENTIAL FINANCIAL INC #1
top holder share
AI Holders Summary · Q1 2026

20 institutions reported PBJN in Q1 2026. PRUDENTIAL FINANCIAL INC leads at 43.2% of the visible book. +36 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
PRUDENTIAL FINANCIAL INC
CIK 0001137774
$9M291K0.01%Q1 2026
02
JIM SAULNIER & ASSOCIATES, LLC
CIK 0002044420
$4M131K1.90%Q1 2026
03
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$1M45K0.00%Q1 2026
04
Spire Wealth Management
CIK 0001858740
$1M42K0.04%Q1 2026
05
KESTRA PRIVATE WEALTH SERVICES, LLC
CIK 0001649451
$1M38K0.01%Q1 2026
06
LeClair Wealth Partners LLC
CIK 0002056667
$757,25525K0.26%Q1 2026
07
Blue Water Asset Management
CIK 0002033384
$757,25525K0.26%Q1 2026
08
Barnes Dennig Private Wealth Management LLC
CIK 0002058270
$529,04818K0.52%Q1 2026
09
NBZ Investment Advisors LLC
CIK 0001998018
$334,41111K0.15%Q1 2026
10
Kestra Advisory Services, LLC
CIK 0001830819
$325,54011K0.00%Q1 2026
11
AMERICAN ASSET MANAGEMENT INC.
CIK 0001569454
$281,7879K0.24%Q1 2026
12
Three Seasons Wealth, LLC
CIK 0002044495
$273,1559K0.10%Q1 2026
13
WOLVERINE TRADING, LLC
CIK 0000927337
$215,0007K0.00%Q3 2025
14
DHJJ Financial Advisors, Ltd.
CIK 0001844716
$89,2113K0.03%Q1 2026
15
ROYAL BANK OF CANADA
CIK 0001000275
$81,0003K0.00%Q1 2026
16
Parallel Advisors, LLC
CIK 0001690010
$53,1242K0.00%Q1 2026
17
PNC FINANCIAL SERVICES GROUP, INC.
CIK 0000713676
$41,5221K0.00%Q4 2025
18
Advisory Services Network, LLC
CIK 0001573876
$12,5444200.00%Q1 2026
19
UBS Group AG
CIK 0001610520
$2,897970.00%Q1 2026
20
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025