13F Insight
DOSSIER · 13F Holders · Q3 2026
PBQQ

PGIM ROCK ETF TR

26 institutions still hold PGIM ROCK ETF TR as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 69420N510·26 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$58M
visible holders
Holders
26
filers reporting
Concentration
41.93%
RAYMOND JAMES FINANCIAL INC #1
top holder share
AI Holders Summary · Q3 2026

26 institutions reported PBQQ in Q3 2026. RAYMOND JAMES FINANCIAL INC leads at 41.9% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$24M753K0.01%Q3 202602
LPL Financial LLC
CIK 0001403438
$5M141K0.00%Q3 202603
GREAT VALLEY ADVISOR GROUP, INC.
CIK 0001769897
$4M119K0.06%Q3 202604
Summit Financial, LLC
CIK 0001765536
$3M97K0.03%Q3 202605
AssuredPartners Investment Advisors, LLC
CIK 0002055492
$3M94K0.29%Q2 202606
Snowden Capital Advisors LLC
CIK 0001903055
$2M71K0.05%Q2 202607
CENTAURUS FINANCIAL, INC.
CIK 0000891943
$2M61K0.08%Q3 202608
RED CRANE WEALTH MANAGEMENT, LLC
CIK 0001686343
$2M61K1.37%Q3 202609
Hofer & Associates. Inc
CIK 0001958491
$2M61K1.37%Q3 202610
Cetera Investment Advisers
CIK 0001666741
$2M58K0.00%Q3 202611
Private Advisor Group, LLC
CIK 0001567755
$2M53K0.01%Q3 202612
NewEdge Advisors, LLC
CIK 0001633516
$1M35K0.00%Q3 202613
Foguth Wealth Management, LLC.
CIK 0002016322
$1M33K0.11%Q3 202614
OLD MISSION CAPITAL LLC
CIK 0001455915
$1M32K0.02%Q2 202615
B. Riley Wealth Advisors, Inc.
CIK 0001464811
$989K31K0.04%Q3 202616
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$714K22K0.00%Q3 202617
OneDigital Investment Advisors LLC
CIK 0001690370
$618K19K0.00%Q3 202618
DHJJ Financial Advisors, Ltd.
CIK 0001844716
$452K14K0.13%Q3 202619
Kestra Advisory Services, LLC
CIK 0001830819
$394K12K0.00%Q3 202620
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$388K12K0.00%Q3 2026
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