DOSSIER · 13F Holders · Q1 2026Mega-capCrowded
PFLT

PENNANTPARK FLOATING RATE CA

149 institutions still hold PENNANTPARK FLOATING RATE CA as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 70806A106·149 13F holders·last filed Mar 31, 2026
Market cap
8.2%
vs prior quarter
13F value held
$134M
53.0% inst. owned
of float
Holders
149
-107 QoQ
filers reporting
Activity
+92 / −36
+881 added · −923 reduced
this quarter
Concentration
29.47%
Sound Income Strategies, LLC #1
top holder share
AI Holders Summary · Q1 2026

149 institutions reported PFLT in Q1 2026. Sound Income Strategies, LLC leads at 29.5% of the visible book. -107 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Sound Income Strategies, LLC
CIK 0001730960
$40M4.9M1.91%Q1 2026
02
UBS Group AG
CIK 0001610520
$16M2.0M0.00%Q1 2026
03
Invesco Ltd.
CIK 0000914208
$15M1.8M0.00%Q1 2026
04
Diameter Capital Partners LP
CIK 0001727012
$13M1.7M1.25%Q1 2026
05
Altshuler Shaham Ltd
CIK 0001324290
$8M1.0M0.15%Q1 2026
06
MARSHALL WACE, LLP
CIK 0001318757
$7M771K0.01%Q4 2025
07
Legal & General Group Plc
CIK 0000764068
$6M765K0.00%Q1 2026
08
MORGAN STANLEY
CIK 0000895421
$5M602K0.00%Q1 2026
09
LPL Financial LLC
CIK 0001403438
$3M400K0.00%Q1 2026
10
BlackRock, Inc.
CIK 0002012383
$3M385K0.00%Q1 2026
11
Advisors Asset Management, Inc.
CIK 0001297376
$3M359K0.05%Q1 2026
12
TWO SIGMA INVESTMENTS, LP
CIK 0001179392
$2M294K0.00%Q1 2026
13
GraniteShares Advisors LLC
CIK 0001839545
$2M263K1.52%Q1 2026
14
OSAIC HOLDINGS, INC.
CIK 0001677044
$2M216K0.00%Q1 2026
15
Muzinich & Co., Inc.
CIK 0001618824
$2M171K0.50%Q4 2025
16
HBK INVESTMENTS L P
CIK 0001011443
$2M193K0.02%Q1 2026
17
Qube Research & Technologies Ltd
CIK 0001729829
$2M188K0.00%Q1 2026
18
Trexquant Investment LP
CIK 0001633445
$1M178K0.01%Q1 2026
19
NewEdge Wealth, LLC
CIK 0001861796
$1M178K0.02%Q1 2026
20
MILLENNIUM MANAGEMENT LLC
CIK 0001273087
$1M161K0.00%Q1 2026
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