13F Insight
DOSSIER · 13F Holders · Q1 2026High-convictionMulti-bagger
PREF

PRINCIPAL PREF SEC ETF

134 institutions still hold PRINCIPAL PREF SEC ETF as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 74255y888·134 13F holders·last filed Mar 31, 2026
Market cap
—
▲ 3.4%
vs prior quarter
13F value held
$964M
69.0% inst. owned
of float
Holders
134
+122 QoQ
filers reporting
Activity
+41 / −14
+986 added · −922 reduced
this quarter
Concentration
22.92%
BANK OF AMERICA CORP /DE/ #1
top holder share
AI Holders Summary · Q1 2026

134 institutions reported PREF in Q1 2026. BANK OF AMERICA CORP /DE/ leads at 22.9% of the visible book. +122 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
BANK OF AMERICA CORP /DE/
CIK 0000070858
$221M11.7M0.02%Q1 202602
UBS Group AG
CIK 0001610520
$146M7.7M0.02%Q1 202603
MORGAN STANLEY
CIK 0000895421
$139M7.4M0.01%Q1 202604
WELLS FARGO & COMPANY/MN
CIK 0000072971
$71M3.8M0.01%Q1 202605
LPL Financial LLC
CIK 0001403438
$58M3.1M0.02%Q1 202606
ROYAL BANK OF CANADA
CIK 0001000275
$58M3.1M0.01%Q1 202607
IFC Advisors LLC
CIK 0002053348
$51M2.7M7.35%Q1 202608
AMERIPRISE FINANCIAL INC
CIK 0000820027
$41M2.2M0.01%Q1 202609
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$35M1.9M0.01%Q1 202610
PRINCIPAL SECURITIES, INC.
CIK 0000012600
$23M1.2M0.33%Q1 202611
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$20M1.1M0.01%Q1 202612
Permanens Capital L.P.
CIK 0001599637
$16M847K2.05%Q1 202613
Bensler, LLC
CIK 0001965941
$16M832K1.62%Q1 202614
BENJAMIN EDWARDS INC
CIK 0001451623
$12M663K0.12%Q1 202615
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
CIK 0002044324
$12M649K1.88%Q1 202616
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CIK 0001632972
$11M602K0.02%Q1 202617
Mariner, LLC
CIK 0001373442
$10M531K0.01%Q1 202618
Berger Financial Group, Inc
CIK 0001826136
$8M404K0.43%Q1 202619
ROGCO, LP
CIK 0001998892
$7M398K2.50%Q1 202620
NewEdge Advisors, LLC
CIK 0001633516
$7M369K0.03%Q1 2026
Page 1 of 7
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