13F Insight
DOSSIER · 13F Holders · Q3 2026
QQQH

NEOS ETF TRUST

92 institutions still hold NEOS ETF TRUST as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 78433H576·92 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$76M
visible holders
Holders
92
filers reporting
Concentration
26.09%
AE Wealth Management LLC #1
top holder share
AI Holders Summary · Q3 2026

92 institutions reported QQQH in Q3 2026. AE Wealth Management LLC leads at 26.1% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
AE Wealth Management LLC
CIK 0001697723
$20M357K0.09%Q3 202602
LPL Financial LLC
CIK 0001403438
$13M239K0.00%Q3 202603
Moran Wealth Management, LLC
CIK 0001965334
$5M84K0.13%Q3 202604
PFG Investments, LLC
CIK 0001973224
$4M79K0.17%Q2 202605
OneDigital Investment Advisors LLC
CIK 0001690370
$4M76K0.03%Q3 202606
OSAIC HOLDINGS, INC.
CIK 0001677044
$4M76K0.01%Q3 202607
Wealthstar Advisors, LLC
CIK 0001602224
$4M63K0.99%Q3 202608
Thayer Partners, LLC / MA
CIK 0002010185
$3M59K1.35%Q3 202609
RFG Advisory, LLC
CIK 0001633387
$3M56K0.04%Q3 202610
RPS ADVISORY SOLUTIONS LLC
CIK 0002031671
$2M39K1.42%Q3 202611
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$2M35K0.00%Q2 202612
Private Advisor Group, LLC
CIK 0001567755
$2M32K0.01%Q3 202613
Clearstead Advisors, LLC
CIK 0000842775
$1M26K0.01%Q3 202614
OLD MISSION CAPITAL LLC
CIK 0001455915
$1M26K0.02%Q2 202615
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$1M24K0.00%Q3 202616
Goldstone Financial Group, LLC
CIK 0002040021
$1M22K0.12%Q3 202617
Cetera Investment Advisers
CIK 0001666741
$1M21K0.00%Q2 202618
Stratos Wealth Partners, LTD.
CIK 0001612865
$1M19K0.01%Q2 202619
Waverly Advisors, LLC
CIK 0001568787
$996K18K0.01%Q2 202620
Stratos Wealth Advisors, LLC
CIK 0001707202
$938K17K0.05%Q2 2026
Page 1 of 5
72 more holders available. Log in →