13F Insight
DOSSIER · 13F Holders · Q1 2026BellwetherCompounder
QQQH

NEOS ETF TRUST NEOS NASDAQ 100

86 institutions still hold NEOS ETF TRUST NEOS NASDAQ 100 as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 78433h576·86 13F holders·last filed Mar 31, 2026
Market cap
—
▼ 5.1%
vs prior quarter
13F value held
$50M
76.0% inst. owned
of float
Holders
86
-11 QoQ
filers reporting
Activity
+8 / −87
+1,048 added · −966 reduced
this quarter
Concentration
23.92%
LPL Financial LLC #1
top holder share
AI Holders Summary · Q1 2026

86 institutions reported QQQH in Q1 2026. LPL Financial LLC leads at 23.9% of the visible book. -11 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
LPL Financial LLC
CIK 0001403438
$12M232K0.00%Q1 202602
PFG Investments, LLC
CIK 0001973224
$4M75K0.18%Q1 202603
OSAIC HOLDINGS, INC.
CIK 0001677044
$4M71K0.01%Q1 202604
Clearstead Advisors, LLC
CIK 0000842775
$3M67K0.03%Q1 202605
Wealthstar Advisors, LLC
CIK 0001602224
$3M66K1.58%Q1 202606
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$3M59K0.00%Q1 202607
Thayer Partners, LLC / MA
CIK 0002010185
$3M56K1.38%Q1 202608
Moran Wealth Management, LLC
CIK 0001965334
$3M50K0.08%Q1 202609
RPS ADVISORY SOLUTIONS LLC
CIK 0002031671
$2M40K1.17%Q1 202610
RFG Advisory, LLC
CIK 0001633387
$2M38K0.04%Q1 202611
Guilbault Capital LLC
CIK 0002134737
$2M33K1.88%Q1 202612
Private Advisor Group, LLC
CIK 0001567755
$1M29K0.01%Q1 202613
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$1M29K0.00%Q1 202614
Goldstone Financial Group, LLC
CIK 0002040021
$1M25K0.14%Q1 202615
Cetera Investment Advisers
CIK 0001666741
$1M20K0.00%Q1 202616
Focus Partners Wealth
CIK 0001542153
$930,00017K0.00%Q4 202517
Stratos Wealth Advisors, LLC
CIK 0001707202
$847,74017K0.05%Q1 202618
ROYAL BANK OF CANADA
CIK 0001000275
$804,00016K0.00%Q1 202619
Signal Advisors Wealth, LLC
CIK 0002010926
$803,10816K0.06%Q1 202620
Anchor Capital Management Group Inc
CIK 0000894119
$717,49914K0.50%Q1 2026
Page 1 of 5
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