DOSSIER · 13F Holders · Q1 2026
REFI

CHICAGO ATLANTIC REAL ESTATE

113 institutions still hold CHICAGO ATLANTIC REAL ESTATE as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 167239102·113 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$62M
visible holders
Holders
113
filers reporting
Concentration
26.01%
BlackRock, Inc. #1
top holder share
AI Holders Summary · Q1 2026

Chicago Atlantic Real Estate Finance Inc. (REFI, CUSIP 167239102) entered Q1 2026 with $100M of institutional 13F value across 99 institutional holders — an appropriate concentration profile for a business-development company / specialty finance REIT focused on commercial real estate first mortgage and mezzanine lending, whose investor base is drawn from credit-focused, BDC, and real-estate-debt managers rather than diversified large-cap equity strategies. The defining Q1 signal is five new positions opening in a concentrated 99-holder universe — a material shift reflecting new institutional entry at the manager tier, possibly driven by a perceived dislocated CRE-credit opportunity or a spread-expansion environment that makes senior-lending BDCs attractively priced. For smart-money trackers, REFI's value is at the credit-cycle tier: BDC/shareholder yield, net interest margin, credit quality on originated loans, and sensitivity to interest-rate trajectory are the fundamental variables that drive this name's institutional rotation pattern, and Q1's new-position flow at this size represents institutional positioning in CRE credit rather than equity appreciation thesis.

Q1 2026 context: commercial real estate credit environment remains stressed post-2022 rate rise. Office and some multifamily sub-sectors face refinancing risk. BDCs with strong underwriting track records and conservative leverage are viewed as credit-quality opportunities. Interest-rate trajectory (Fed policy) is the primary beta driver for this name.

5 new positions / 99 holders: concentration shift in a niche credit vehicle. Signal is at the credit-allocation / alternative-income manager tier rather than broad equity U.S. large-cap.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
BlackRock, Inc.
CIK 0002012383
$16M1.4M0.00%Q1 2026
02
Fielder Capital Group LLC
CIK 0002010765
$11M960K2.37%Q1 2026
03
VANGUARD CAPITAL MANAGEMENT LLC
CIK 0002100119· Index
$8M728K0.00%Q1 2026
04
STATE STREET CORP
CIK 0000093751
$6M511K0.00%Q1 2026
05
VAN ECK ASSOCIATES CORP
CIK 0000869178
$3M236K0.00%Q1 2026
06
Corient Private Wealth LLC
CIK 0001948780
$2M156K0.00%Q1 2026
07
Clayton Partners LLC
CIK 0001550509
$2M150K1.24%Q1 2026
08
CDC Financial, Inc.
CIK 0002077836
$2M142K1.02%Q1 2026
09
NORTHERN TRUST CORP
CIK 0000073124· Index
$2M141K0.00%Q1 2026
10
Connor, Clark & Lunn Investment Management Ltd.
CIK 0001596800
$1M116K0.00%Q1 2026
11
VANGUARD FIDUCIARY TRUST CO
CIK 0000933478· Index
$1M114K0.00%Q1 2026
12
DOLIVER ADVISORS, LP
CIK 0000938077
$1M111K0.27%Q2 2026
13
Vanguard Portfolio Management
CIK 0002100121· Index
$1M104K0.00%Q1 2026
14
Sage Mountain Advisors LLC
CIK 0001832274
$1M99K0.08%Q1 2026
15
Penserra Capital Management LLC
CIK 0001593324
$1M95K0.01%Q1 2026
16
CITADEL ADVISORS LLC
CIK 0001423053
$986K80K0.00%Q4 2025
17
OSAIC HOLDINGS, INC.
CIK 0001677044
$951K84K0.00%Q1 2026
18
Quantinno Capital Management LP
CIK 0001759654
$855K76K0.00%Q1 2026
19
INTREPID CAPITAL MANAGEMENT INC
CIK 0001092838
$837K74K0.32%Q1 2026
20
PRICE T ROWE ASSOCIATES INC /MD/
CIK 0000080255
$645K57K0.00%Q1 2026
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Insiders at CHICAGO ATLANTIC REAL ESTATE
Stavola Elizabeth MarySilverman PhillipCappell AnthonySack PeterKonigsberg BrandonKite DavidMazarakis JohnPapastavrou Jason D