13F Insight
DOSSIER · 13F Holders · Q1 2026Defensive growthQuality
ROUS

LATTICE STRATEGIES TR

74 institutions still hold LATTICE STRATEGIES TR as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 518416409·74 13F holders·last filed Mar 31, 2026
Market cap
—
▲ 8.5%
vs prior quarter
13F value held
$330M
56.0% inst. owned
of float
Holders
74
+72 QoQ
filers reporting
Activity
+66 / −13
+829 added · −764 reduced
this quarter
Concentration
22.83%
NorthRock Partners, LLC #1
top holder share
AI Holders Summary · Q1 2026

74 institutions reported ROUS in Q1 2026. NorthRock Partners, LLC leads at 22.8% of the visible book. +72 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
NorthRock Partners, LLC
CIK 0001632097
$75M1.3M1.21%Q1 202602
Hartford Funds Management Co LLC
CIK 0001546587
$51M866K4.44%Q1 202603
LPL Financial LLC
CIK 0001403438
$43M725K0.01%Q1 202604
MORGAN STANLEY
CIK 0000895421
$27M450K0.00%Q1 202605
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$20M341K0.01%Q1 202606
AMERIPRISE FINANCIAL INC
CIK 0000820027
$18M302K0.00%Q1 202607
BANK OF AMERICA CORP /DE/
CIK 0000070858
$12M197K0.00%Q1 202608
ROYAL BANK OF CANADA
CIK 0001000275
$11M181K0.00%Q1 202609
Kingsview Wealth Management, LLC
CIK 0001791965
$11M178K0.14%Q1 202610
JONES FINANCIAL COMPANIES LLLP
CIK 0000815917
$10M164K0.00%Q1 202611
Western Wealth Management, LLC
CIK 0001767902
$9M150K0.32%Q1 202612
Fermata Advisors, LLC
CIK 0001859259
$7M125K1.66%Q1 202613
Cetera Investment Advisers
CIK 0001666741
$6M100K0.01%Q1 202614
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$5M87K0.01%Q1 202615
Marshall Financial Group, LLC
CIK 0001841496
$5M85K0.80%Q1 202616
WELLS FARGO & COMPANY/MN
CIK 0000072971
$5M78K0.00%Q1 202617
AVANTAX ADVISORY SERVICES, INC.
CIK 0001303042
$5M85K0.03%Q2 202518
Rockefeller Capital Management L.P.
CIK 0001739439
$4M71K0.01%Q1 202619
NewEdge Advisors, LLC
CIK 0001633516
$4M70K0.01%Q1 202620
Vista Cima Wealth Management LLC
CIK 0002055907
$4M62K3.62%Q1 2026
Page 1 of 4
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