AI Holders Summary · Q1 2026

63 institutions reported SBI in Q1 2026. RIVERNORTH CAPITAL MANAGEMENT, LLC leads at 22.5% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

RIVERNORTH CAPITAL MANAGEMENT, LLC

CIK 0001447578

$9M1.2M0.46%Q1 2026 02

1607 Capital Partners, LLC

CIK 0001436866

$3M438K0.24%Q1 2026 03

WELLS FARGO & COMPANY/MN

CIK 0000072971

$3M369K0.00%Q2 2026 04

MORGAN STANLEY

CIK 0000895421

$2M300K0.00%Q2 2026 05

GUGGENHEIM CAPITAL LLC

CIK 0001283072

$2M280K0.01%Q2 2026 06

Hennion & Walsh Asset Management, Inc.

CIK 0001861642

$2M276K0.06%Q2 2026 07

Invesco Ltd.

CIK 0000914208

$2M261K0.00%Q2 2026 08

ROBINSON CAPITAL MANAGEMENT, LLC

CIK 0001599795

$2M227K0.79%Q2 2026 09

WHITEBOX ADVISORS LLC

CIK 0001257391

$2M205K0.02%Q2 2026 10

COMMONWEALTH EQUITY SERVICES, LLC

CIK 0000312272

$2M192K0.00%Q2 2026 11

Cetera Investment Advisers

CIK 0001666741

$2M191K0.00%Q2 2026 12

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$1M183K0.00%Q2 2026 13

Carson Advisory Inc.

CIK 0001909304

$1M165K0.60%Q2 2026 14

OSAIC HOLDINGS, INC.

CIK 0001677044

$1M162K0.00%Q2 2026 15

Pathstone Holdings, LLC

CIK 0002011612

$1M157K0.00%Q2 2026 16

Allspring Global Investments Holdings, LLC

CIK 0001890906

$1M152K0.00%Q2 2026 17

AVANTAX ADVISORY SERVICES, INC.

CIK 0001303042

$1M158K0.01%Q2 2025 18

Ariadne Wealth Management, LP

CIK 0002034793

$794K101K0.35%Q2 2026 19

LPL Financial LLC

CIK 0001403438

$769K98K0.00%Q2 2026 20

Whipplewood Advisors, LLC

CIK 0002052510

$720K91K0.48%Q2 2026

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