DOSSIER · 13F Holders · Q2 2026
SECR

NEW YORK LIFE INVTS ACTIVE E

9 institutions still hold NEW YORK LIFE INVTS ACTIVE E as of Q2 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 45409F686·9 13F holders·last filed Jun 30, 2026
Market cap
13F value held
$190M
visible holders
Holders
9
filers reporting
Concentration
93.53%
NEW YORK LIFE INVESTMENT MANAGEMENT LLC #1
top holder share
AI Holders Summary · Q2 2026

9 institutions reported SECR in Q2 2026. NEW YORK LIFE INVESTMENT MANAGEMENT LLC leads at 93.5% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
CIK 0001133639
$178M7.0M1.24%Q2 2026
02
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$8M302K0.00%Q2 2026
03
Integrated Wealth Concepts LLC
CIK 0001737109
$2M80K0.01%Q2 2026
04
Prosperity Financial Group, Inc.
CIK 0001991334
$1M43K0.34%Q2 2026
05
Cetera Investment Advisers
CIK 0001666741
$848K33K0.00%Q2 2026
06
CITADEL ADVISORS LLC
CIK 0001423053
$377K15K0.00%Q2 2026
07
MACKAY SHIELDS LLC
CIK 0000061227
$292K12K0.01%Q2 2026
08
UBS Group AG
CIK 0001610520
$2K700.00%Q2 2026
09
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025