DOSSIER · 13F Holders · Q1 2026CyclicalNet sold

SEPU

ALLIANZIM US BF15 UNCAP SEP

35 institutions still hold ALLIANZIM US BF15 UNCAP SEP as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 00888H554·35 13F holders·last filed Mar 31, 2026

Market cap

—

▼ 8.9%

vs prior quarter

13F value held

$143M

70.0% inst. owned

of float

Holders

35

+76 QoQ

filers reporting

Activity

+21 / −80

+792 added · −698 reduced

this quarter

Concentration

65.99%

Gradient Investments LLC #1

top holder share

AI Holders Summary · Q1 2026

35 institutions reported SEPU in Q1 2026. Gradient Investments LLC leads at 66.0% of the visible book. +76 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

Gradient Investments LLC

$94M3.4M1.46%Q1 2026 02

$12M441K0.14%Q1 2026 03

Safe Harbor Wealth Advisors, LLC

$11M375K10.48%Q4 2025 04

AE Wealth Management LLC

$7M235K0.04%Q1 2026 05

STEPHENS INC /AR/

$4M130K0.05%Q1 2026 06

ARS Wealth Advisors Group, LLC

$3M122K0.29%Q1 2026 07

Brown Financial Advisors

$3M100K1.06%Q1 2026 08

Paladin Wealth, LLC

$2M69K1.32%Q1 2026 09

Mattson Financial Services, LLC

$1M52K0.35%Q1 2026 10

OSAIC HOLDINGS, INC.

$959,70034K0.00%Q1 2026 11

FSR Wealth Management Ltd.

$702,18425K0.87%Q1 2026 12

COMMONWEALTH EQUITY SERVICES, LLC

$652,43023K0.00%Q1 2026 13

POM Investment Strategies, LLC

$582,96021K0.72%Q1 2026 14

A4 Wealth Advisors LLC

$544,54419K0.44%Q1 2026 15

Arax Advisory Partners

$493,97618K0.01%Q1 2026 16

CENTAURUS FINANCIAL, INC.

$405,00014K0.02%Q4 2025 17

SMART Wealth LLC

$341,62812K0.10%Q1 2026 18

Cetera Investment Advisers

$336,36412K0.00%Q1 2026 19

Outlook Wealth Advisors, LLC

$330,06412K0.08%Q1 2026 20

FWG Investments, LLC.

$276,61210K0.18%Q1 2026

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