DOSSIER · 13F Holders · Q3 2026
SFTY

HORIZON FDS

23 institutions still hold HORIZON FDS as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 44053A549·23 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$640M
visible holders
Holders
23
filers reporting
Concentration
59.34%
Bank of New York Mellon Corp #1
top holder share
AI Holders Summary · Q3 2026

23 institutions reported SFTY in Q3 2026. Bank of New York Mellon Corp leads at 59.3% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Bank of New York Mellon Corp
CIK 0001390777
$379M12.0M0.06%Q3 2026
02
Cetera Investment Advisers
CIK 0001666741
$110M3.5M0.10%Q3 2026
03
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$76M2.5M0.02%Q2 2026
04
LPL Financial LLC
CIK 0001403438
$40M1.3M0.01%Q3 2026
05
FOUNDATIONS INVESTMENT ADVISORS, LLC
CIK 0001743404
$21M671K0.21%Q3 2026
06
PRINCIPAL SECURITIES, INC.
CIK 0000012600
$3M81K0.03%Q3 2026
07
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$2M67K0.00%Q3 2026
08
J.M. Arbour, LLC
CIK 0002099154
$2M56K1.41%Q3 2026
09
CreativeOne Wealth, LLC
CIK 0001739728
$2M53K0.03%Q3 2026
10
Horizon Investments, LLC
CIK 0001560717
$1M39K0.01%Q3 2026
11
Independent Advisor Alliance
CIK 0001696899
$829K26K0.02%Q3 2026
12
US BANCORP \DE\
CIK 0000036104
$469K15K0.00%Q3 2026
13
Brookstone Capital Management
CIK 0001599584
$417K13K0.00%Q3 2026
14
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$375K12K0.00%Q2 2026
15
Golden State Equity Partners
CIK 0001845003
$360K11K0.02%Q3 2026
16
Creative Planning
CIK 0001540235
$224K7K0.00%Q3 2026
17
Golden State Wealth Management, LLC
CIK 0001776033
$89K3K0.01%Q3 2026
18
AE Wealth Management LLC
CIK 0001697723
$50K2K0.00%Q3 2026
19
SITTNER & NELSON, LLC
CIK 0001846138
$47K2K0.01%Q2 2026
20
JPMORGAN CHASE & CO
CIK 0000019617
$34K1K0.00%Q3 2026
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