DOSSIER · 13F Holders · Q1 2026
SMIG

ETF SER SOLUTIONS

66 institutions still hold ETF SER SOLUTIONS as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 26922B832·66 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$756M
visible holders
Holders
66
filers reporting
Concentration
39.19%
BANK OF AMERICA CORP /DE/ #1
top holder share
AI Holders Summary · Q1 2026

SMIG's sole institutional holder mostly stayed put this quarter: Wealthcare Advisory Partners LLC still holds $1.6 million of the ETF Series Solutions fund after cutting its share count 5.8% — a real reduction of 3,072 shares worth $100,792 in flow. Despite the trim, the position's dollar value actually rose $83,493, since the fund's price gain more than offset the smaller share count. With no other holder in the data, this quarter's entire institutional story is a single firm's modest reduction in a fund it still holds as its only reported position.

A single holder, trimming modestly

Wealthcare Advisory Partners LLC is the only institutional owner in the data, and it cut its position by 5.8% this quarter — share count fell from 53,266 to 50,194, a genuine $100,792 reduction. Yet the position's total dollar value rose $83,493 over the same period, meaning the fund's own price gain outpaced the smaller share count. Wealthcare Advisory Partners remains invested, just modestly less so than three months ago.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
BANK OF AMERICA CORP /DE/
CIK 0000070858
$296M10.1M0.02%Q1 2026
02
MORGAN STANLEY
CIK 0000895421
$195M6.6M0.01%Q1 2026
03
ROYAL BANK OF CANADA
CIK 0001000275
$70M2.4M0.01%Q1 2026
04
UBS Group AG
CIK 0001610520
$49M1.7M0.01%Q1 2026
05
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$21M729K0.01%Q1 2026
06
WELLS FARGO & COMPANY/MN
CIK 0000072971
$18M617K0.00%Q1 2026
07
Sanctuary Advisors, LLC
CIK 0001777271
$16M559K0.09%Q1 2026
08
LPL Financial LLC
CIK 0001403438
$13M444K0.00%Q1 2026
09
Prime Capital Investment Advisors, LLC
CIK 0001731446
$10M337K0.11%Q1 2026
10
STIFEL FINANCIAL CORP
CIK 0000720672
$10M336K0.01%Q1 2026
11
US BANCORP \DE\
CIK 0000036104
$9M308K0.01%Q1 2026
12
TRUIST FINANCIAL CORP
CIK 0000092230
$7M244K0.01%Q1 2026
13
FIFTH THIRD BANCORP
CIK 0000035527
$7M228K0.01%Q1 2026
14
CASTLE WEALTH MANAGEMENT LLC
CIK 0001936420
$6M220K2.10%Q1 2026
15
Joseph Group Capital Management
CIK 0001910383
$6M206K1.51%Q1 2026
16
Cetera Investment Advisers
CIK 0001666741
$5M169K0.01%Q1 2026
17
JPMORGAN CHASE & CO
CIK 0000019617
$5M159K0.00%Q1 2026
18
Gotham Asset Management, LLC
CIK 0001510387
$4M145K0.01%Q1 2026
19
Bank of New York Mellon Corp
CIK 0001390777
$4M141K0.00%Q1 2026
20
Equitable Holdings, Inc.
CIK 0001333986
$4M139K0.03%Q1 2026
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