DOSSIER · 13F Holders · Q1 2026Defensive growthQuality
SMLV

SPDR SERIES TRUST

99 institutions still hold SPDR SERIES TRUST as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 78468R887·99 13F holders·last filed Mar 31, 2026
Market cap
9.5%
vs prior quarter
13F value held
$81M
66.0% inst. owned
of float
Holders
99
+97 QoQ
filers reporting
Activity
+11 / −6
+925 added · −691 reduced
this quarter
Concentration
14.06%
OSAIC HOLDINGS, INC. #1
top holder share
AI Holders Summary · Q1 2026

99 institutions reported SMLV in Q1 2026. OSAIC HOLDINGS, INC. leads at 14.1% of the visible book. +97 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
OSAIC HOLDINGS, INC.
CIK 0001677044
$11M83K0.02%Q1 2026
02
DORVAL Corp
CIK 0001999144
$11M80K3.39%Q1 2026
03
IEQ CAPITAL, LLC
CIK 0001779789
$9M62K0.04%Q1 2026
04
LPL Financial LLC
CIK 0001403438
$8M61K0.00%Q1 2026
05
AQR CAPITAL MANAGEMENT LLC
CIK 0001167557
$8M57K0.00%Q1 2026
06
Roan Capital Partners
CIK 0002124783
$5M34K4.30%Q1 2026
07
Cetera Investment Advisers
CIK 0001666741
$3M25K0.00%Q1 2026
08
ROYAL BANK OF CANADA
CIK 0001000275
$3M22K0.00%Q1 2026
09
UBS Group AG
CIK 0001610520
$3M21K0.00%Q1 2026
10
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$3M19K0.00%Q1 2026
11
McNaughton Wealth Management, LLC
CIK 0001802691
$3M19K1.07%Q1 2026
12
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$2M16K0.00%Q1 2026
13
Johnson & White Wealth Management, LLC
CIK 0001954136
$2M14K0.79%Q1 2026
14
IAG Wealth Partners, LLC
CIK 0001827261
$2M12K0.18%Q1 2026
15
Capital Developers, LLC
CIK 0002105385
$2M12K1.46%Q1 2026
16
BANK OF AMERICA CORP /DE/
CIK 0000070858
$2M12K0.00%Q1 2026
17
MORGAN STANLEY
CIK 0000895421
$2M11K0.00%Q1 2026
18
NorthRock Partners, LLC
CIK 0001632097
$1M11K0.02%Q1 2026
19
AVANTAX ADVISORY SERVICES, INC.
CIK 0001303042
$1M11K0.01%Q2 2025
20
NewEdge Advisors, LLC
CIK 0001633516
$1M10K0.00%Q1 2026
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