AI Holders Summary · Q2 2026

46 institutions reported SPE in Q2 2026. Focus Partners Wealth leads at 39.8% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

Focus Partners Wealth

CIK 0001542153

$17M1.2M0.02%Q2 2026 02

Shaker Financial Services, LLC

CIK 0001511794

$9M665K2.81%Q2 2026 03

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

CIK 0001352860

$5M357K0.60%Q2 2026 04

CSS LLC/IL

CIK 0001103646

$2M123K0.06%Q2 2026 05

Advisors Asset Management, Inc.

CIK 0001297376

$1M107K0.02%Q1 2026 06

SCOTIA CAPITAL INC.

CIK 0001335644

$1M109K0.01%Q2 2026 07

MORGAN STANLEY

CIK 0000895421

$1M97K0.00%Q2 2026 08

RIVERNORTH CAPITAL MANAGEMENT, LLC

CIK 0001447578

$1M82K0.06%Q1 2026 09

GatePass Capital, LLC

CIK 0002087399

$773K57K0.29%Q2 2026 10

FIRST MANHATTAN CO. LLC.

CIK 0000728083

$596K44K0.00%Q2 2026 11

OPPENHEIMER & CO INC

CIK 0000822581

$492K36K0.01%Q2 2026 12

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$459K34K0.00%Q2 2026 13

NBC SECURITIES, INC.

CIK 0000791540

$359K27K0.02%Q2 2026 14

Permanent Capital Management, LP

CIK 0002054108

$298K22K0.04%Q2 2026 15

COMMONWEALTH EQUITY SERVICES, LLC

CIK 0000312272

$294K22K0.00%Q2 2026 16

Cetera Investment Advisers

CIK 0001666741

$275K20K0.00%Q2 2026 17

GUGGENHEIM CAPITAL LLC

CIK 0001283072

$275K20K0.00%Q2 2026 18

OSAIC HOLDINGS, INC.

CIK 0001677044

$258K19K0.00%Q2 2026 19

Sowell Financial Services LLC

CIK 0001633697

$242K18K0.01%Q2 2026 20

TrueMark Investments, LLC

CIK 0001974457

$234K17K0.03%Q2 2026

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