AI Holders Summary · Q4 2025

48 institutions reported SPE in Q4 2025. Focus Partners Wealth leads at 42.6% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

Focus Partners Wealth

CIK 0001542153

$19M1.3M0.02%Q4 2025 02

Shaker Financial Services, LLC

CIK 0001511794

$9M665K2.81%Q2 2026 03

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

CIK 0001352860

$4M295K0.58%Q1 2026 04

CSS LLC/IL

CIK 0001103646

$2M119K0.08%Q1 2026 05

GatePass Capital, LLC

CIK 0002087399

$2M113K0.72%Q1 2026 06

SCOTIA CAPITAL INC.

CIK 0001335644

$2M110K0.01%Q1 2026 07

Advisors Asset Management, Inc.

CIK 0001297376

$1M107K0.02%Q1 2026 08

WOLVERINE ASSET MANAGEMENT LLC

CIK 0001279891

$1M95K0.01%Q1 2026 09

MORGAN STANLEY

CIK 0000895421

$1M91K0.00%Q1 2026 10

RIVERNORTH CAPITAL MANAGEMENT, LLC

CIK 0001447578

$1M82K0.06%Q1 2026 11

FIRST MANHATTAN CO. LLC.

CIK 0000728083

$609K44K0.00%Q1 2026 12

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$441K32K0.00%Q1 2026 13

NBC SECURITIES, INC.

CIK 0000791540

$359K27K0.02%Q2 2026 14

OPPENHEIMER & CO INC

CIK 0000822581

$305K21K0.00%Q4 2025 15

Independent Advisor Alliance

CIK 0001696899

$292K21K0.00%Q1 2026 16

GUGGENHEIM CAPITAL LLC

CIK 0001283072

$286K21K0.00%Q1 2026 17

Cetera Investment Advisers

CIK 0001666741

$273K20K0.00%Q1 2026 18

Ancora Advisors LLC

CIK 0001446114

$271K18K0.01%Q4 2025 19

OSAIC HOLDINGS, INC.

CIK 0001677044

$265K19K0.00%Q1 2026 20

Sowell Financial Services LLC

CIK 0001633697

$242K18K0.01%Q2 2026

Page 1 of 3

28 more holders available. Log in →