13F Insight
DOSSIER · 13F Holders · Q4 2025High-convictionMulti-bagger
SPE

SPECIAL OPPORTUNITIES FD INC

45 institutions still hold SPECIAL OPPORTUNITIES FD INC as of Q4 2025. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 84741T104·45 13F holders·last filed Dec 31, 2025
Market cap
—
▲ 2.1%
vs prior quarter
13F value held
$42M
66.0% inst. owned
of float
Holders
45
-88 QoQ
filers reporting
Activity
+81 / −36
+805 added · −763 reduced
this quarter
Concentration
46.62%
Focus Partners Wealth #1
top holder share
AI Holders Summary · Q4 2025

45 institutions reported SPE in Q4 2025. Focus Partners Wealth leads at 46.6% of the visible book. -88 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
Focus Partners Wealth
CIK 0001542153
$19M1.3M0.02%Q4 202502
Shaker Financial Services, LLC
CIK 0001511794
$5M372K1.78%Q1 202603
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
CIK 0001352860
$4M295K0.58%Q1 202604
CSS LLC/IL
CIK 0001103646
$2M119K0.08%Q1 202605
GatePass Capital, LLC
CIK 0002087399
$2M113K0.72%Q1 202606
SCOTIA CAPITAL INC.
CIK 0001335644
$2M110K0.01%Q1 202607
Advisors Asset Management, Inc.
CIK 0001297376
$1M107K0.02%Q1 202608
WOLVERINE ASSET MANAGEMENT LLC
CIK 0001279891
$1M95K0.01%Q1 202609
MORGAN STANLEY
CIK 0000895421
$1M91K0.00%Q1 202610
RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 0001447578
$1M82K0.06%Q1 202611
FIRST MANHATTAN CO. LLC.
CIK 0000728083
$609,29344K0.00%Q1 202612
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$440,87232K0.00%Q1 202613
OPPENHEIMER & CO INC
CIK 0000822581
$305,05321K0.00%Q4 202514
Independent Advisor Alliance
CIK 0001696899
$291,54421K0.00%Q1 202615
GUGGENHEIM CAPITAL LLC
CIK 0001283072
$285,90521K0.00%Q1 202616
Cetera Investment Advisers
CIK 0001666741
$273,43920K0.00%Q1 202617
Ancora Advisors LLC
CIK 0001446114
$271,32418K0.01%Q4 202518
OSAIC HOLDINGS, INC.
CIK 0001677044
$265,44919K0.00%Q1 202619
Sowell Financial Services LLC
CIK 0001633697
$246,75818K0.01%Q1 202620
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$231,35017K0.00%Q1 2026
Page 1 of 3
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