13F Insight
DOSSIER · 13F Holders · Q1 2026High-convictionMulti-bagger
SPYI

NEOS S&P 500 HIGH INCOME ETF

412 institutions still hold NEOS S&P 500 HIGH INCOME ETF as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 78433h303·412 13F holders·last filed Mar 31, 2026
Market cap
—
▼ 6.3%
vs prior quarter
13F value held
$763M
46.0% inst. owned
of float
Holders
412
-53 QoQ
filers reporting
Activity
+99 / −9
+845 added · −809 reduced
this quarter
Concentration
27.83%
LPL Financial LLC #1
top holder share
AI Holders Summary · Q1 2026

412 institutions reported SPYI in Q1 2026. LPL Financial LLC leads at 27.8% of the visible book. -53 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
LPL Financial LLC
CIK 0001403438
$212M4.3M0.06%Q1 202602
Foguth Wealth Management, LLC.
CIK 0002016322
$65M1.2M7.63%Q1 202603
ROYAL BANK OF CANADA
CIK 0001000275
$52M1.1M0.01%Q1 202604
Gradient Investments LLC
CIK 0001542265
$51M1.0M0.79%Q1 202605
UBS Group AG
CIK 0001610520
$46M936K0.01%Q1 202606
STIFEL FINANCIAL CORP
CIK 0000720672
$34M689K0.03%Q1 202607
Private Advisor Group, LLC
CIK 0001567755
$30M600K0.14%Q1 202608
Cetera Investment Advisers
CIK 0001666741
$27M537K0.03%Q1 202609
MADDEN SECURITIES Corp
CIK 0001803566
$26M536K7.96%Q1 202610
Howard Capital Management Inc.
CIK 0001733173
$26M525K0.42%Q1 202611
MML INVESTORS SERVICES, LLC
CIK 0000701059
$25M497K0.07%Q1 202612
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$23M463K0.00%Q1 202613
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$23M460K0.01%Q1 202614
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$22M436K0.01%Q1 202615
Second Half Financial Partners, LLC
CIK 0001946654
$20M405K9.00%Q1 202616
Merit Financial Group, LLC
CIK 0001621225
$19M381K0.14%Q1 202617
Cascade Wealth Advisors, Inc
CIK 0002018936
$18M340K7.98%Q1 202618
TWO SIGMA INVESTMENTS, LP
CIK 0001179392
$17M344K0.01%Q1 202619
Aventura Private Wealth, LLC
CIK 0002074418
$14M278K5.02%Q1 202620
URS Advisory LLC
CIK 0002111352
$14M258K11.25%Q4 2025
Page 1 of 21
392 more holders available. Log in →