13F Insight
DOSSIER · 13F Holders · Q1 2026ETF · Exchange Traded Fund
SPYI

NEOS ETF TRUST

423 institutions still hold NEOS ETF TRUST as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 78433H303·Exchange Traded Fund·423 13F holders·last filed Mar 31, 2026
Market cap
—
13F value held
$764M
visible holders
Holders
423
filers reporting
Concentration
27.80%
LPL Financial LLC #1
top holder share
AI Holders Summary · Q1 2026

423 institutions reported SPYI in Q1 2026. LPL Financial LLC leads at 27.8% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
LPL Financial LLC
CIK 0001403438
$212M4.3M0.06%Q1 202602
Gradient Investments LLC
CIK 0001542265
$57M1.1M0.79%Q2 202603
Foguth Wealth Management, LLC.
CIK 0002016322
$54M1.0M6.10%Q2 202604
ROYAL BANK OF CANADA
CIK 0001000275
$52M1.1M0.01%Q1 202605
UBS Group AG
CIK 0001610520
$46M936K0.01%Q1 202606
STIFEL FINANCIAL CORP
CIK 0000720672
$34M689K0.03%Q1 202607
Private Advisor Group, LLC
CIK 0001567755
$30M600K0.14%Q1 202608
Cetera Investment Advisers
CIK 0001666741
$27M537K0.03%Q1 202609
MADDEN SECURITIES Corp
CIK 0001803566
$26M536K7.96%Q1 202610
Howard Capital Management Inc.
CIK 0001733173
$26M525K0.42%Q1 202611
MML INVESTORS SERVICES, LLC
CIK 0000701059
$25M497K0.07%Q1 202612
SUSQUEHANNA INTERNATIONAL GROUP, LLP
CIK 0001446194· Market maker
$23M463K0.00%Q1 202613
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$23M460K0.01%Q1 202614
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$22M436K0.01%Q1 202615
Second Half Financial Partners, LLC
CIK 0001946654
$21M405K8.81%Q2 202616
Merit Financial Group, LLC
CIK 0001621225
$21M388K0.13%Q2 202617
Cascade Wealth Advisors, Inc
CIK 0002018936
$18M340K7.98%Q1 202618
TWO SIGMA INVESTMENTS, LP
CIK 0001179392
$17M344K0.01%Q1 202619
Aventura Private Wealth, LLC
CIK 0002074418
$16M301K4.90%Q2 202620
Farther Finance Advisors, LLC
CIK 0001992825
$15M275K0.11%Q2 2026
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