13F Insight
DOSSIER · 13F Holders · Q3 2026
THY

NORTHERN LIGHTS FD TR

19 institutions still hold NORTHERN LIGHTS FD TR as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 66538J738·19 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$88M
visible holders
Holders
19
filers reporting
Concentration
55.00%
TCP Asset Management, LLC #1
top holder share
AI Holders Summary · Q3 2026

19 institutions reported THY in Q3 2026. TCP Asset Management, LLC leads at 55.0% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
TCP Asset Management, LLC
CIK 0001961898
$48M2.3M5.48%Q3 202602
Orion Porfolio Solutions, LLC
CIK 0001360533
$20M922K0.15%Q2 202603
RPg Family Wealth Advisory, LLC
CIK 0001569884
$8M347K0.70%Q2 202604
Ausdal Financial Partners, Inc.
CIK 0001667146
$3M128K0.11%Q2 202605
RPS ADVISORY SOLUTIONS LLC
CIK 0002031671
$2M108K1.57%Q2 202606
Saxony Capital Management, LLC
CIK 0001561330
$1M67K0.61%Q3 202607
CFS Investment Advisory Services, LLC
CIK 0001845688
$1M59K0.09%Q2 202608
LPL Financial LLC
CIK 0001403438
$1M56K0.00%Q2 202609
OSAIC HOLDINGS, INC.
CIK 0001677044
$1M53K0.00%Q2 202610
Geneos Wealth Management Inc.
CIK 0001764754
$587K27K0.01%Q2 202611
GTS SECURITIES LLC
CIK 0001452765· Market maker
$460K21K0.01%Q2 202612
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$245K11K0.00%Q1 202613
Silver Grove Financial Group, Inc.
CIK 0002111172
$181K8K0.10%Q2 202614
TOEWS CORP /ADV
CIK 0000932000
$70K3K0.01%Q2 202615
MORGAN STANLEY
CIK 0000895421
$49K2K0.00%Q2 202616
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$12K5500.00%Q2 202617
IFP Advisors, Inc
CIK 0001641866
$11K5270.00%Q3 202618
Continuum Advisory, LLC
CIK 0001846532
$8K3540.00%Q2 202619
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00—Q2 2025