DOSSIER · 13F Holders · Q1 2026Defensive growthQuality
THY

NORTHERN LIGHTS FD TR

19 institutions still hold NORTHERN LIGHTS FD TR as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 66538J738·19 13F holders·last filed Mar 31, 2026
Market cap
7.4%
vs prior quarter
13F value held
$120M
65.0% inst. owned
of float
Holders
19
+64 QoQ
filers reporting
Activity
+8 / −109
+900 added · −745 reduced
this quarter
Concentration
37.51%
TCP Asset Management, LLC #1
top holder share
AI Holders Summary · Q1 2026

19 institutions reported THY in Q1 2026. TCP Asset Management, LLC leads at 37.5% of the visible book. +64 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
TCP Asset Management, LLC
CIK 0001961898
$45M2.1M5.79%Q1 2026
02
Orion Portfolio Solutions, LLC
CIK 0001802647
$40M1.8M0.20%Q1 2025
03
Orion Porfolio Solutions, LLC
CIK 0001360533
$22M990K0.19%Q1 2026
04
RPg Family Wealth Advisory, LLC
CIK 0001569884
$4M172K0.79%Q1 2026
05
Ausdal Financial Partners, Inc.
CIK 0001667146
$2M113K0.11%Q1 2026
06
RPS ADVISORY SOLUTIONS LLC
CIK 0002031671
$2M111K1.39%Q1 2026
07
CFS Investment Advisory Services, LLC
CIK 0001845688
$1M58K0.09%Q1 2026
08
LPL Financial LLC
CIK 0001403438
$1M53K0.00%Q1 2026
09
OSAIC HOLDINGS, INC.
CIK 0001677044
$1M50K0.00%Q1 2026
10
Geneos Wealth Management Inc.
CIK 0001764754
$565,91926K0.01%Q1 2026
11
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$248,36311K0.00%Q1 2026
12
GTS SECURITIES LLC
CIK 0001452765· Market maker
$202,6539K0.01%Q1 2026
13
MORGAN STANLEY
CIK 0000895421
$49,4442K0.00%Q1 2026
14
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$12,0865500.00%Q1 2026
15
IFP Advisors, Inc
CIK 0001641866
$11,5815270.00%Q1 2026
16
UBS Group AG
CIK 0001610520
$6,1752810.00%Q1 2026
17
ASSETMARK, INC
CIK 0001344551
$845380.00%Q4 2025
18
Cambridge Investment Research Advisors, Inc.
CIK 0001419186
$24511K0.00%Q1 2026
19
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CIK 0000752798
$00Q2 2025