13F Insight
DOSSIER · 13F Holders · Q1 2026Defensive growthQuality
UCON

FIRST TRUST EXCHANGE TRADED FU

293 institutions still hold FIRST TRUST EXCHANGE TRADED FU as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 33740f888·293 13F holders·last filed Mar 31, 2026
Market cap
—
▼ 1.4%
vs prior quarter
13F value held
$1.7B
60.0% inst. owned
of float
Holders
293
-22 QoQ
filers reporting
Activity
+8 / −89
+943 added · −850 reduced
this quarter
Concentration
18.63%
LPL Financial LLC #1
top holder share
AI Holders Summary · Q1 2026

293 institutions reported UCON in Q1 2026. LPL Financial LLC leads at 18.6% of the visible book. -22 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
LPL Financial LLC
CIK 0001403438
$309M12.5M0.08%Q1 202602
MORGAN STANLEY
CIK 0000895421
$222M9.0M0.01%Q1 202603
WELLS FARGO & COMPANY/MN
CIK 0000072971
$150M6.1M0.03%Q1 202604
AMERIPRISE FINANCIAL INC
CIK 0000820027
$132M5.3M0.03%Q1 202605
HARBOUR INVESTMENTS, INC.
CIK 0000810121
$102M4.1M1.58%Q1 202606
ROYAL BANK OF CANADA
CIK 0001000275
$99M4.0M0.02%Q1 202607
BANK OF AMERICA CORP /DE/
CIK 0000070858
$95M3.8M0.01%Q1 202608
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$70M2.8M0.02%Q1 202609
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$61M2.5M0.02%Q1 202610
HighTower Advisors, LLC
CIK 0001462245
$60M2.4M0.06%Q1 202611
TRUIST FINANCIAL CORP
CIK 0000092230
$47M1.9M0.06%Q1 202612
OSAIC HOLDINGS, INC.
CIK 0001677044
$47M1.9M0.07%Q1 202613
STIFEL FINANCIAL CORP
CIK 0000720672
$40M1.6M0.04%Q1 202614
Csenge Advisory Group
CIK 0001715593
$37M1.5M1.69%Q1 202615
Trilogy Capital Inc.
CIK 0001722512
$37M1.5M1.62%Q1 202616
Cetera Investment Advisers
CIK 0001666741
$36M1.4M0.04%Q1 202617
Aptus Capital Advisors, LLC
CIK 0001664193
$34M1.4M0.27%Q1 202618
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$28M1.1M0.04%Q1 202619
Arkadios Wealth Advisors
CIK 0001800798
$26M1.1M0.43%Q1 202620
Wagner Wealth Management, LLC
CIK 0001728657
$26M1.0M5.17%Q1 2026
Page 1 of 15
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