AI Holders Summary · Q1 2026

51 institutions reported FLC in Q1 2026. SIT INVESTMENT ASSOCIATES INC leads at 35.5% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317

$20M1.2M0.40%Q1 2026 02

BANK OF AMERICA CORP /DE/

CIK 0000070858

$4M261K0.00%Q2 2026 03

Hennion & Walsh Asset Management, Inc.

CIK 0001861642

$4M255K0.12%Q3 2026 04

Advisors Asset Management, Inc.

CIK 0001297376

$4M237K0.07%Q1 2026 05

Noble Wealth Management PBC

CIK 0002055065

$4M237K1.67%Q3 2026 06

Sowell Financial Services LLC

CIK 0001633697

$3M203K0.10%Q3 2026 07

LPL Financial LLC

CIK 0001403438

$2M153K0.00%Q3 2026 08

Invesco Ltd.

CIK 0000914208

$2M130K0.00%Q2 2026 09

Smith Asset Management Co., LLC

CIK 0002068217

$2M121K1.56%Q3 2026 10

GUGGENHEIM CAPITAL LLC

CIK 0001283072

$2M101K0.01%Q2 2026 11

MORGAN STANLEY

CIK 0000895421

$2M97K0.00%Q2 2026 12

CEERA INVESTMENTS, LLC

CIK 0001860698

$1M75K0.45%Q3 2026 13

Fiera Capital Corp

CIK 0001505817

$1M70K0.00%Q3 2026 14

Focus Partners Wealth

CIK 0001542153

$732K43K0.00%Q2 2026 15

WELLS FARGO & COMPANY/MN

CIK 0000072971

$716K42K0.00%Q2 2026 16

Baird Financial Group, Inc.

CIK 0001648711

$682K40K0.00%Q2 2026 17

Closed-End Fund Advisors, Inc.

CIK 0002103520

$661K42K0.69%Q3 2026 18

AQR Arbitrage LLC

CIK 0001167456

$532K30K0.01%Q4 2025 19

Farther Finance Advisors, LLC

CIK 0001992825

$399K25K0.00%Q3 2026 20

OSAIC HOLDINGS, INC.

CIK 0001677044

$329K19K0.00%Q2 2026

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