13F Insight
DOSSIER · 13F Holders · Q1 2026Most-boughtAI cap-ex
FNX

First Trust Mid Cap Core AlphaDEX ETF

218 institutions still hold First Trust Mid Cap Core AlphaDEX ETF as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 33735b108·218 13F holders·last filed Mar 31, 2026
Market cap
—
▼ 9.7%
vs prior quarter
13F value held
$657M
59.0% inst. owned
of float
Holders
218
+28 QoQ
filers reporting
Activity
+30 / −13
+751 added · −712 reduced
this quarter
Concentration
21.09%
MORGAN STANLEY #1
top holder share
AI Holders Summary · Q1 2026

218 institutions reported FNX in Q1 2026. MORGAN STANLEY leads at 21.1% of the visible book. +28 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
MORGAN STANLEY
CIK 0000895421
$139M1.1M0.01%Q1 202602
LPL Financial LLC
CIK 0001403438
$123M963K0.03%Q1 202603
WELLS FARGO & COMPANY/MN
CIK 0000072971
$92M720K0.02%Q1 202604
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$57M442K0.02%Q1 202605
ROYAL BANK OF CANADA
CIK 0001000275
$35M274K0.01%Q1 202606
UBS Group AG
CIK 0001610520
$27M208K0.00%Q1 202607
BANK OF AMERICA CORP /DE/
CIK 0000070858
$26M206K0.00%Q1 202608
Cetera Investment Advisers
CIK 0001666741
$25M198K0.03%Q1 202609
Baird Financial Group, Inc.
CIK 0001648711
$20M157K0.03%Q1 202610
Three Cord True Wealth Management, LLC
CIK 0002056001
$18M137K9.75%Q1 202611
HighTower Advisors, LLC
CIK 0001462245
$15M121K0.02%Q1 202612
STIFEL FINANCIAL CORP
CIK 0000720672
$12M91K0.01%Q1 202613
Per Stirling Capital Management, LLC.
CIK 0001689933
$10M77K1.09%Q1 202614
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
CIK 0001141802
$10M76K0.01%Q1 202615
Kestra Advisory Services, LLC
CIK 0001830819
$9M74K0.04%Q1 202616
PERRYMAN FINANCIAL ADVISORY INC /AD
CIK 0000934040
$9M70K1.35%Q1 202617
COMMONWEALTH EQUITY SERVICES, LLC
CIK 0000312272
$9M67K0.01%Q1 202618
Chicago Partners Investment Group LLC
CIK 0001563525
$8M60K0.18%Q1 202619
OSAIC HOLDINGS, INC.
CIK 0001677044
$7M54K0.01%Q1 202620
KESTRA PRIVATE WEALTH SERVICES, LLC
CIK 0001649451
$6M47K0.07%Q1 2026
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