13F Insight
DOSSIER · 13F Holders · Q3 2026
MGMT

BALLAST SMALL/MID CAP ETF

57 institutions still hold BALLAST SMALL/MID CAP ETF as of Q3 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 90470L550·57 13F holders·last filed Sep 30, 2026
Market cap
—
13F value held
$137M
visible holders
Holders
57
filers reporting
Concentration
24.49%
CPC Advisors, LLC #1
top holder share
AI Holders Summary · Q3 2026

57 institutions reported MGMT in Q3 2026. CPC Advisors, LLC leads at 24.5% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
CPC Advisors, LLC
CIK 0001805250
$34M692K4.57%Q3 202602
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$12M226K0.00%Q2 202603
Rockefeller Capital Management L.P.
CIK 0001739439
$10M201K0.02%Q2 202604
Lokken Investment Group LLC
CIK 0001842840
$10M233K3.52%Q3 202505
Hedeker Wealth, LLC
CIK 0001633910
$9M169K1.65%Q2 202606
Englebert Financial Advisers, LLC
CIK 0002097035
$8M163K7.83%Q3 202607
First City Capital Management, Inc.
CIK 0001427350
$8M151K3.73%Q2 202608
Dakota Wealth Management
CIK 0001631353
$7M145K0.14%Q2 202609
Weaver Consulting Group
CIK 0001780055
$7M151K1.42%Q3 202610
Commerce Advisors, LLC
CIK 0001567247
$6M131K3.01%Q3 202611
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$4M82K0.00%Q2 202612
Cape Investment Advisory, Inc.
CIK 0001944437
$4M82K1.02%Q3 202613
Thomasville National Bank
CIK 0001561790
$4M71K0.20%Q2 202614
Waverly Advisors, LLC
CIK 0001568787
$3M57K0.02%Q2 202615
Steward Partners Investment Advisory, LLC
CIK 0001723397
$3M49K0.01%Q2 202616
HB Wealth Management, LLC
CIK 0001911253
$2M41K0.01%Q2 202617
HighTower Advisors, LLC
CIK 0001462245
$2M40K0.00%Q2 202618
Argent Trust Co
CIK 0001625292
$2M39K0.06%Q2 202619
Janney Montgomery Scott LLC
CIK 0001329948
$2M35K0.00%Q1 202620
CARY STREET PARTNERS FINANCIAL LLC
CIK 0001475045
$1M27K0.03%Q2 2026
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