13F Insight
DOSSIER · 13F Holders · Q1 2026Mega-capCrowded
MGMT

BALLAST SMALL/MID CAP ETF

54 institutions still hold BALLAST SMALL/MID CAP ETF as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 90470L550·54 13F holders·last filed Mar 31, 2026
Market cap
—
▲ 7.8%
vs prior quarter
13F value held
$124M
66.0% inst. owned
of float
Holders
54
+43 QoQ
filers reporting
Activity
+98 / −85
+924 added · −727 reduced
this quarter
Concentration
24.53%
CPC Advisors, LLC #1
top holder share
AI Holders Summary · Q1 2026

54 institutions reported MGMT in Q1 2026. CPC Advisors, LLC leads at 24.5% of the visible book. +43 net new institutions vs prior quarter — accumulation reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
CPC Advisors, LLC
CIK 0001805250
$30M675K4.94%Q1 202602
Lokken Investment Group LLC
CIK 0001842840
$10M233K3.52%Q3 202503
Rockefeller Capital Management L.P.
CIK 0001739439
$10M214K0.02%Q1 202604
Englebert Financial Advisers, LLC
CIK 0002097035
$8M171K8.76%Q1 202605
Hedeker Wealth, LLC
CIK 0001633910
$7M162K1.55%Q1 202606
First City Capital Management, Inc.
CIK 0001427350
$7M146K3.49%Q1 202607
Dakota Wealth Management
CIK 0001631353
$7M145K0.14%Q1 202608
Weaver Consulting Group
CIK 0001780055
$7M144K1.55%Q1 202609
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$5M120K0.00%Q1 202610
Equitable Holdings, Inc.
CIK 0001333986
$4M91K0.03%Q1 202611
Tactive Advisors, LLC
CIK 0002002409
$4M82K1.04%Q1 202612
Cape Investment Advisory, Inc.
CIK 0001944437
$4M81K1.22%Q1 202613
HighTower Advisors, LLC
CIK 0001462245
$4M81K0.00%Q1 202614
ENVESTNET ASSET MANAGEMENT INC
CIK 0001407543
$4M79K0.00%Q1 202615
Thomasville National Bank
CIK 0001561790
$3M69K0.19%Q4 202516
Waverly Advisors, LLC
CIK 0001568787
$3M60K0.02%Q1 202617
Commerce Advisors, LLC
CIK 0001567247
$3M58K2.19%Q1 202618
Employees' Retirement Fund of the City of Fort Worth
CIK 0001986812
$3M57K1.11%Q1 202619
Steward Partners Investment Advisory, LLC
CIK 0001723397
$2M49K0.01%Q1 202620
HB Wealth Management, LLC
CIK 0001911253
$2M41K0.01%Q1 2026
Page 1 of 3
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