13F Insight
DOSSIER · 13F Holders · Q1 2026High-convictionMulti-bagger
SGDM

SPROTT ETF TRUST

127 institutions still hold SPROTT ETF TRUST as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 85210B102·127 13F holders·last filed Mar 31, 2026
Market cap
—
▲ 2.0%
vs prior quarter
13F value held
$150M
60.0% inst. owned
of float
Holders
127
-1 QoQ
filers reporting
Activity
+8 / −6
+952 added · −832 reduced
this quarter
Concentration
16.33%
UBS Group AG #1
top holder share
AI Holders Summary · Q1 2026

127 institutions reported SGDM in Q1 2026. UBS Group AG leads at 16.3% of the visible book. -1 net institutions QoQ — distribution reading.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
UBS Group AG
CIK 0001610520
$24M324K0.00%Q1 202602
Asset One Wealth Management LLC
CIK 0002110759
$18M236K2.00%Q1 202603
MORGAN STANLEY
CIK 0000895421
$16M217K0.00%Q1 202604
CAPTRUST FINANCIAL ADVISORS
CIK 0001512024
$14M188K0.02%Q1 202605
LPL Financial LLC
CIK 0001403438
$9M114K0.00%Q1 202606
BANK OF AMERICA CORP /DE/
CIK 0000070858
$8M110K0.00%Q1 202607
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$7M88K0.00%Q1 202608
ROYAL BANK OF CANADA
CIK 0001000275
$6M85K0.00%Q1 202609
WELLS FARGO & COMPANY/MN
CIK 0000072971
$6M83K0.00%Q1 202610
STIFEL FINANCIAL CORP
CIK 0000720672
$6M83K0.01%Q1 202611
OSAIC HOLDINGS, INC.
CIK 0001677044
$5M70K0.01%Q1 202612
Cetera Investment Advisers
CIK 0001666741
$5M64K0.01%Q1 202613
Riggs Asset Managment Co. Inc.
CIK 0001601348
$4M53K0.82%Q1 202614
D.A. DAVIDSON & CO.
CIK 0001080107
$4M52K0.02%Q1 202615
Auxano Advisors, LLC
CIK 0001811491
$3M42K0.64%Q1 202616
HC Advisors, LLC
CIK 0001803295
$3M42K2.10%Q1 202617
EVERGREEN CAPITAL MANAGEMENT LLC
CIK 0001260824
$3M36K0.06%Q1 202618
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$3M33K0.00%Q1 202619
MML INVESTORS SERVICES, LLC
CIK 0000701059
$2M31K0.01%Q1 202620
AMERIPRISE FINANCIAL INC
CIK 0000820027
$2M30K0.00%Q1 2026
Page 1 of 7
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