DOSSIER · 13F Holders · Q1 2026
SGDM

SPROTT ETF TRUST

130 institutions still hold SPROTT ETF TRUST as of Q1 2026. Tracked across SEC 13F-HR filings, with insider and 13D/G activity surfaced alongside.

CUSIP 85210B102·130 13F holders·last filed Mar 31, 2026
Market cap
13F value held
$149M
visible holders
Holders
130
filers reporting
Concentration
16.43%
UBS Group AG #1
top holder share
AI Holders Summary · Q1 2026

SPROTT ETF TRUST (CUSIP 85210B102) is a SPROTT-managed ETF product providing exposure to physical or commodity-linked underlying assets rather than an operating company. Filed as ETF sector-proxy for commodity-allocation tracking. IHeld across 119 institutional accounts with $200M in reported value — consistent with a niche physical-commodities ETF distribution rather than broad-market operating-company equity coverage.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter
01
UBS Group AG
CIK 0001610520
$24M324K0.00%Q1 2026
02
Asset One Wealth Management LLC
CIK 0002110759
$18M236K2.00%Q1 2026
03
MORGAN STANLEY
CIK 0000895421
$16M217K0.00%Q1 2026
04
CAPTRUST FINANCIAL ADVISORS
CIK 0001512024
$14M188K0.02%Q1 2026
05
LPL Financial LLC
CIK 0001403438
$9M114K0.00%Q1 2026
06
BANK OF AMERICA CORP /DE/
CIK 0000070858
$8M110K0.00%Q1 2026
07
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
$7M88K0.00%Q1 2026
08
ROYAL BANK OF CANADA
CIK 0001000275
$6M85K0.00%Q1 2026
09
WELLS FARGO & COMPANY/MN
CIK 0000072971
$6M83K0.00%Q1 2026
10
STIFEL FINANCIAL CORP
CIK 0000720672
$6M83K0.01%Q1 2026
11
OSAIC HOLDINGS, INC.
CIK 0001677044
$5M70K0.01%Q1 2026
12
Cetera Investment Advisers
CIK 0001666741
$5M64K0.01%Q1 2026
13
Riggs Asset Managment Co. Inc.
CIK 0001601348
$4M53K0.82%Q1 2026
14
Auxano Advisors, LLC
CIK 0001811491
$3M42K0.64%Q1 2026
15
HC Advisors, LLC
CIK 0001803295
$3M42K2.10%Q1 2026
16
D.A. DAVIDSON & CO.
CIK 0001080107
$3M47K0.02%Q2 2026
17
THOR INVESTMENT MANAGEMENT INC /OH/ /ADV
CIK 0000883734
$3M44K1.56%Q2 2026
18
JANE STREET GROUP, LLC
CIK 0001595888· Market maker
$3M33K0.00%Q1 2026
19
MML INVESTORS SERVICES, LLC
CIK 0000701059
$2M31K0.01%Q1 2026
20
AMERIPRISE FINANCIAL INC
CIK 0000820027
$2M30K0.00%Q1 2026
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Insiders at SPROTT ETF TRUST
Minty Keith CSegal MarcusFarrill Bryson F