AI Holders Summary · Q1 2026

97 institutions reported VKQ in Q1 2026. RIVERNORTH CAPITAL MANAGEMENT, LLC leads at 30.9% of the visible book.

Top holders

Sorted by position value. Source: SEC EDGAR 13F-HR filings.

#HolderValueShares% port.Quarter

RIVERNORTH CAPITAL MANAGEMENT, LLC

CIK 0001447578

$42M4.4M2.09%Q1 2026 02

MORGAN STANLEY

CIK 0000895421

$18M1.9M0.00%Q1 2026 03

GUGGENHEIM CAPITAL LLC

CIK 0001283072

$11M1.1M0.08%Q1 2026 04

Hennion & Walsh Asset Management, Inc.

CIK 0001861642

$9M940K0.27%Q2 2026 05

UBS Group AG

CIK 0001610520

$8M833K0.00%Q1 2026 06

LPL Financial LLC

CIK 0001403438

$8M813K0.00%Q1 2026 07

SIT INVESTMENT ASSOCIATES INC

CIK 0000769317

$7M726K0.14%Q1 2026 08

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

$5M566K0.00%Q1 2026 09

WELLS FARGO & COMPANY/MN

CIK 0000072971

$4M462K0.00%Q1 2026 10

VAN ECK ASSOCIATES CORP

CIK 0000869178

$4M449K0.00%Q1 2026 11

NewEdge Advisors, LLC

CIK 0001633516

$3M351K0.01%Q1 2026 12

BANK OF AMERICA CORP /DE/

CIK 0000070858

$2M228K0.00%Q1 2026 13

MACKAY SHIELDS LLC

CIK 0000061227

$2M209K0.07%Q1 2026 14

Advisors Asset Management, Inc.

CIK 0001297376

$2M199K0.03%Q1 2026 15

Baird Financial Group, Inc.

CIK 0001648711

$2M169K0.00%Q1 2026 16

Fiera Capital Corp

CIK 0001505817

$2M166K0.01%Q1 2026 17

Invesco Ltd.

CIK 0000914208

$2M163K0.00%Q1 2026 18

Wealth Alliance Advisory Group, LLC

CIK 0001735734

$2M150K0.22%Q2 2026 19

JFS WEALTH ADVISORS, LLC

CIK 0001568068

$1M145K0.07%Q2 2026 20

COMMONWEALTH EQUITY SERVICES, LLC

CIK 0000312272

$1M150K0.00%Q1 2026

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